We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAIL
2576
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$21K ﹤0.01%
491
+475
+2,969% +$22.5K
SOLN
2577
DELISTED
The Southern Company
SOLN
$21K ﹤0.01%
+427
New +$22.4K
AMC icon
2578
AMC Entertainment Holdings
AMC
$2.31B
$20K ﹤0.01%
53
+2
+4% +$806
COLM icon
2579
Columbia Sportswear
COLM
$2.94B
$20K ﹤0.01%
214
-25
-10% -$2.52K
GAN
2580
DELISTED
GAN Ltd
GAN
$20K ﹤0.01%
1,357
+111
+9% +$1.78K
HMY icon
2581
Harmony Gold Mining
HMY
$12.3B
$20K ﹤0.01%
6,375
– –
HOMB icon
2582
Home BancShares
HOMB
$6.18B
$20K ﹤0.01%
870
-978
-53% -$21.7K
KARS icon
2583
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$80.2M
$20K ﹤0.01%
+450
New +$21.3K
LITE icon
2584
Lumentum
LITE
$69.3B
$20K ﹤0.01%
250
+233
+1,371% +$19.5K
NFG icon
2585
National Fuel Gas
NFG
$7.65B
$20K ﹤0.01%
388
+17
+5% +$881
RKT icon
2586
Rocket Companies
RKT
$38.9B
$20K ﹤0.01%
1,281
– –
SXT icon
2587
Sensient Technologies
SXT
$5.53B
$20K ﹤0.01%
225
– –
TAL icon
2588
TAL Education Group
TAL
$6.87B
$20K ﹤0.01%
4,176
+3,345
+403% +$29.7K
USFD icon
2589
US Foods
USFD
$24B
$20K ﹤0.01%
597
+86
+17% +$2.95K
VERU icon
2590
Veru
VERU
$37.4M
$20K ﹤0.01%
240
+100
+71% +$7.94K
VKTX icon
2591
Viking Therapeutics
VKTX
$4B
$20K ﹤0.01%
3,224
+500
+18% +$3.09K
WTER
2592
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$20K ﹤0.01%
860
-866
-50% -$22.8K
QFTA.WS
2593
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
$20K ﹤0.01%
+74,150
New +$23.4K
AEPPL
2594
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$20K ﹤0.01%
+431
New +$21.6K
GGM
2595
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$20K ﹤0.01%
1,000
– –
AMCX icon
2596
AMC Global Media
AMCX
$489M
$19K ﹤0.01%
417
+35
+9% +$1.79K
AWI icon
2597
Armstrong World Industries
AWI
$7.84B
$19K ﹤0.01%
202
+1
+0.5% +$105
CRNC icon
2598
Cerence
CRNC
$414M
$19K ﹤0.01%
207
+4
+2% +$437
EFC
2599
Ellington Financial
EFC
$1.71B
$19K ﹤0.01%
1,046
+26
+3% +$477
EXP icon
2600
Eagle Materials
EXP
$6.57B
$19K ﹤0.01%
150
-686
-82% -$98.5K
102 103
104
105 106

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.