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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VKTX icon
2576
Viking Therapeutics
VKTX
$4B
$16K ﹤0.01%
2,724
+2,000
+276% +$11.9K
TRVN
2577
DELISTED
Trevena, Inc.
TRVN
$16K ﹤0.01%
16
– –
MARK
2578
DELISTED
Remark Holdings, Inc.
MARK
$16K ﹤0.01%
914
– –
EAR
2579
DELISTED
Eargo, Inc. Common Stock
EAR
$16K ﹤0.01%
+21
New +$17.6K
COWN
2580
DELISTED
Cowen Inc. Class A Common Stock
COWN
$16K ﹤0.01%
407
+1
+0.2% +$39
BC icon
2581
Brunswick
BC
$5.28B
$15K ﹤0.01%
164
-52
-24% -$5.29K
BCO icon
2582
Brink's
BCO
$4.62B
$15K ﹤0.01%
200
+15
+8% +$1.17K
CKPT
2583
DELISTED
Checkpoint Therapeutics
CKPT
$15K ﹤0.01%
530
– –
EB
2584
DELISTED
Eventbrite
EB
$15K ﹤0.01%
839
+286
+52% +$6.06K
FMS icon
2585
Fresenius Medical Care
FMS
$12.9B
$15K ﹤0.01%
397
-70
-15% -$2.8K
FWRD icon
2586
Forward Air
FWRD
$654M
$15K ﹤0.01%
168
+1
+0.6% +$92
GTY
2587
Getty Realty Corp
GTY
$2.07B
$15K ﹤0.01%
+500
New +$15.6K
HELE icon
2588
Helen of Troy
HELE
$693M
$15K ﹤0.01%
67
-5
-7% -$1.1K
MCHB
2589
Mechanics Bancorp
MCHB
$3.68B
$15K ﹤0.01%
385
+2
+0.5% +$86
BRSL
2590
Brightstar Lottery PLC
BRSL
$2.03B
$15K ﹤0.01%
662
+194
+41% +$4.06K
LSTR icon
2591
Landstar System
LSTR
$6.21B
$15K ﹤0.01%
97
-126
-57% -$21.2K
MUC icon
2592
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$15K ﹤0.01%
+1,003
New +$15.5K
ONCY
2593
Oncolytics Biotech
ONCY
$95.8M
$15K ﹤0.01%
5,540
– –
PCTY icon
2594
Paylocity
PCTY
$7.98B
$15K ﹤0.01%
83
+9
+12% +$1.62K
PPA icon
2595
Invesco Aerospace & Defense ETF
PPA
$8.7B
$15K ﹤0.01%
200
– –
RRX icon
2596
Regal Rexnord
RRX
$11.9B
$15K ﹤0.01%
116
+31
+36% +$4.38K
SINT icon
2597
SiNtx Technologies
SINT
$10.6M
– –
0
– –
SMMU icon
2598
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.15B
$15K ﹤0.01%
300
– –
SRTS icon
2599
Sensus Healthcare
SRTS
$50.5M
$15K ﹤0.01%
4,000
– –
TWN
2600
Taiwan Fund
TWN
$527M
$15K ﹤0.01%
+435
New +$13.6K
102 103
104
105 106

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.