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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIGI icon
2576
Selective Insurance
SIGI
$5.66B
$3K ﹤0.01%
45
+35
+350% +$2.1K
SITC icon
2577
SITE Centers
SITC
$161M
$3K ﹤0.01%
+405
New +$2.83K
SMLV icon
2578
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$259M
$3K ﹤0.01%
+40
New +$3.48K
SPLB icon
2579
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.19B
$3K ﹤0.01%
119
-924
-89% -$29.9K
SSB icon
2580
SouthState Bank Corp
SSB
$10.5B
$3K ﹤0.01%
53
– –
TLK icon
2581
Telkom Indonesia
TLK
$14.7B
$3K ﹤0.01%
157
+140
+824% +$2.94K
TS icon
2582
Tenaris
TS
$27.1B
$3K ﹤0.01%
234
-116
-33% -$1.54K
TZA icon
2583
Direxion Daily Small Cap Bear 3x ETF
TZA
$206M
$3K ﹤0.01%
+7
New +$5.97K
UFPI icon
2584
UFP Industries
UFPI
$4.99B
$3K ﹤0.01%
72
+38
+112% +$2.09K
UVSP icon
2585
Univest Financial
UVSP
$1.17B
$3K ﹤0.01%
+172
New +$3.08K
VBTX
2586
DELISTED
Veritex Holdings
VBTX
$3K ﹤0.01%
144
+79
+122% +$1.74K
WCC
2587
WESCO International
WCC
$18B
$3K ﹤0.01%
49
+3
+7% +$178
WKHS icon
2588
Workhorse Group
WKHS
$35.2M
– –
-1
Closed -$65K
YELP icon
2589
Yelp
YELP
$1.34B
$3K ﹤0.01%
100
– –
TRAW icon
2590
Traws Pharma
TRAW
$8.34M
$3K ﹤0.01%
23
-8
-26% -$929
SMC
2591
Summit Midstream
SMC
$434M
$3K ﹤0.01%
315
– –
ROIC
2592
DELISTED
Retail Opportunity Investments Corp.
ROIC
$3K ﹤0.01%
269
-19,731
-99% -$242K
SPWR
2593
DELISTED
SunPower Corporation Common Stock
SPWR
$3K ﹤0.01%
142
– –
SLCA
2594
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$3K ﹤0.01%
521
– –
AIRC
2595
DELISTED
Apartment Income REIT Corp.
AIRC
$3K ﹤0.01%
+84
New +$3.23K
MRNS
2596
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$3K ﹤0.01%
250
– –
MDC
2597
DELISTED
M.D.C. Holdings, Inc.
MDC
$3K ﹤0.01%
87
– –
ROCC
2598
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$3K ﹤0.01%
298
– –
CLVS
2599
DELISTED
Clovis Oncology, Inc.
CLVS
$3K ﹤0.01%
826
+326
+65% +$1.65K
XEC
2600
DELISTED
CIMAREX ENERGY CO
XEC
$3K ﹤0.01%
95
+71
+296% +$2.27K
102 103
104
105 106

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.