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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COUR icon
2551
Coursera
COUR
$1.52B
$34K ﹤0.01%
2,906
-387
-12% -$4.88K
DFEB icon
2552
FT Vest US Equity Deep Buffer ETF February
DFEB
$463M
$34K ﹤0.01%
1,030
– –
DFEM icon
2553
Dimensional Emerging Markets Core Equity 2 ETF
DFEM
$9.19B
$34K ﹤0.01%
1,520
– –
EWM icon
2554
iShares MSCI Malaysia ETF
EWM
$330M
$34K ﹤0.01%
1,500
– –
FINX icon
2555
Global X FinTech ETF
FINX
$166M
$34K ﹤0.01%
1,813
-16,922
-90% -$341K
GB
2556
DELISTED
Global Blue Group Holding
GB
$34K ﹤0.01%
7,500
+6,500
+650% +$26.5K
GTLB icon
2557
GitLab
GTLB
$6.88B
$34K ﹤0.01%
766
– –
REZ icon
2558
iShares Residential and Multisector Real Estate ETF
REZ
$860M
$34K ﹤0.01%
504
+104
+26% +$7.29K
SCD
2559
LMP Capital and Income Fund
SCD
$358M
$34K ﹤0.01%
2,827
– –
SII
2560
Sprott
SII
$2.97B
$34K ﹤0.01%
1,025
+4
+0.4% +$139
STC icon
2561
Stewart Information Services
STC
$2.01B
$34K ﹤0.01%
816
+12
+1% +$502
VIXY icon
2562
ProShares VIX Short-Term Futures ETF
VIXY
$197M
$34K ﹤0.01%
153
+13
+9% +$3.6K
BSJN
2563
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$34K ﹤0.01%
1,485
-489
-25% -$11.4K
IBMM
2564
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$34K ﹤0.01%
1,327
+7
+0.5% +$180
AVAV icon
2565
AeroVironment
AVAV
$9.57B
$33K ﹤0.01%
390
+126
+48% +$10.8K
BBN icon
2566
BlackRock Taxable Municipal Bond Trust
BBN
$984M
$33K ﹤0.01%
2,000
– –
CROX icon
2567
Crocs
CROX
$6.63B
$33K ﹤0.01%
310
-300
-49% -$26.5K
FIGS icon
2568
FIGS
FIGS
$2.39B
$33K ﹤0.01%
+5,000
New +$36K
FYX icon
2569
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$33K ﹤0.01%
423
+2
+0.5% +$159
GEF icon
2570
Greif
GEF
$4.97B
$33K ﹤0.01%
500
– –
GFF icon
2571
Griffon
GFF
$4.75B
$33K ﹤0.01%
937
-86
-8% -$2.87K
IGD
2572
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$522M
$33K ﹤0.01%
6,105
– –
PFD
2573
Flaherty & Crumrine Preferred and Income Fund
PFD
$145M
$33K ﹤0.01%
3,000
– –
PNQI icon
2574
Invesco NASDAQ Internet ETF
PNQI
$545M
$33K ﹤0.01%
1,505
+1,420
+1,671% +$32.7K
REG icon
2575
Regency Centers
REG
$13.9B
$33K ﹤0.01%
542
+252
+87% +$15.5K
101 102
103
104 105

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.