We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAC icon
2551
Danaos Corp
DAC
$2.56B
$21K ﹤0.01%
+263
New +$19.9K
ESLT icon
2552
Elbit Systems
ESLT
$40.3B
$21K ﹤0.01%
149
+24
+19% +$3.31K
EXI icon
2553
iShares Global Industrials ETF
EXI
$1.48B
$21K ﹤0.01%
183
+96
+110% +$11.7K
FMS icon
2554
Fresenius Medical Care
FMS
$12.9B
$21K ﹤0.01%
621
+224
+56% +$8.75K
FOF icon
2555
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
$21K ﹤0.01%
1,606
+14
+0.9% +$203
FPXI icon
2556
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$297M
$21K ﹤0.01%
341
+91
+36% +$6.13K
JBL icon
2557
Jabil
JBL
$35.8B
$21K ﹤0.01%
367
+227
+162% +$13.5K
JELD icon
2558
JELD-WEN Holding
JELD
$164M
$21K ﹤0.01%
858
– –
JXN icon
2559
Jackson Financial
JXN
$8.8B
$21K ﹤0.01%
+874
New +$23.8K
KALU icon
2560
Kaiser Aluminum
KALU
$3.02B
$21K ﹤0.01%
200
+6
+3% +$715
KALV
2561
DELISTED
KalVista Pharmaceuticals
KALV
$21K ﹤0.01%
1,250
+250
+25% +$5.07K
KPTI icon
2562
Karyopharm Therapeutics
KPTI
$48M
$21K ﹤0.01%
247
+20
+9% +$2.08K
MAC icon
2563
Macerich
MAC
$6.92B
$21K ﹤0.01%
1,300
– –
MCB icon
2564
Metropolitan Bank Holding Corp
MCB
$1.15B
$21K ﹤0.01%
+250
New +$18.2K
MQT
2565
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$21K ﹤0.01%
1,500
– –
NAT icon
2566
Nordic American Tanker
NAT
$1.37B
$21K ﹤0.01%
8,500
– –
NMFC icon
2567
New Mountain Finance
NMFC
$732M
$21K ﹤0.01%
1,605
– –
PRGS icon
2568
Progress Software
PRGS
$1.76B
$21K ﹤0.01%
434
-480
-53% -$22.1K
PTMC icon
2569
Pacer Trendpilot US Mid Cap ETF
PTMC
$405M
$21K ﹤0.01%
601
+237
+65% +$8.41K
SCHH icon
2570
Schwab US REIT ETF
SCHH
$11.4B
$21K ﹤0.01%
942
+166
+21% +$3.96K
TAP icon
2571
Molson Coors Class B
TAP
$8.09B
$21K ﹤0.01%
473
+254
+116% +$12.4K
TRAK icon
2572
ReposiTrak
TRAK
$159M
$21K ﹤0.01%
4,000
– –
SGI
2573
Somnigroup International
SGI
$13.7B
$21K ﹤0.01%
471
+1
+0.2% +$44
FEN
2574
DELISTED
First Trust Energy Income and Growth Fund
FEN
$21K ﹤0.01%
1,602
-8,958
-85% -$125K
TWNK
2575
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$21K ﹤0.01%
1,220
– –
101 102
103
104 105

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.