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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLS icon
2551
Flowserve
FLS
$10.2B
$10K ﹤0.01%
267
+256
+2,327% +$9.83K
GDXJ icon
2552
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$10K ﹤0.01%
238
– –
GMS
2553
DELISTED
GMS Inc
GMS
$10K ﹤0.01%
250
– –
ICUI icon
2554
ICU Medical
ICUI
$4.61B
$10K ﹤0.01%
53
+49
+1,225% +$10.3K
IGA
2555
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$10K ﹤0.01%
1,130
– –
IRTC icon
2556
iRhythm Holdings
IRTC
$4.2B
$10K ﹤0.01%
74
+24
+48% +$4.3K
JFR icon
2557
Nuveen Floating Rate Income Fund
JFR
$1.25B
$10K ﹤0.01%
1,100
– –
JWN
2558
DELISTED
Nordstrom
JWN
$10K ﹤0.01%
280
+268
+2,233% +$9.91K
LOPP icon
2559
Gabelli Love Our Planet & People ETF
LOPP
$15.5M
$10K ﹤0.01%
+393
New +$10.2K
MTX icon
2560
Minerals Technologies
MTX
$2.34B
$10K ﹤0.01%
144
+88
+157% +$6.22K
NUV icon
2561
Nuveen Municipal Value Fund
NUV
$1.91B
$10K ﹤0.01%
916
-209,041
-100% -$2.33M
NWN icon
2562
Northwest Natural Holdings
NWN
$2.12B
$10K ﹤0.01%
200
– –
NXTG icon
2563
First Trust Indxx NextG ETF
NXTG
$564M
$10K ﹤0.01%
+150
New +$10.9K
OPAD icon
2564
Offerpad Solutions
OPAD
$23.1M
$10K ﹤0.01%
+7
New +$11.5K
OSUR icon
2565
OraSure Technologies
OSUR
$279M
$10K ﹤0.01%
+895
New +$11K
PFBC icon
2566
Preferred Bank
PFBC
$1.25B
$10K ﹤0.01%
168
+138
+460% +$7.8K
RYAAY icon
2567
Ryanair
RYAAY
$31.3B
$10K ﹤0.01%
218
+108
+98% +$4.65K
SBSW icon
2568
Sibanye-Stillwater
SBSW
$7.53B
$10K ﹤0.01%
614
+395
+180% +$6.95K
SCHH icon
2569
Schwab US REIT ETF
SCHH
$11.4B
$10K ﹤0.01%
536
+6
+1% +$117
SR icon
2570
Spire
SR
$4.85B
$10K ﹤0.01%
147
-145
-50% -$9.68K
NSLR
2571
Neostellar Capital Corp
NSLR
$254M
$10K ﹤0.01%
924
– –
THO icon
2572
Thor Industries
THO
$4.14B
$10K ﹤0.01%
80
+62
+344% +$7.52K
TIMB icon
2573
TIM SA
TIMB
$8.8B
$10K ﹤0.01%
+886
New +$10.9K
TME icon
2574
Tencent Music
TME
$15.6B
$10K ﹤0.01%
500
+184
+58% +$4.67K
TREE icon
2575
LendingTree
TREE
$451M
$10K ﹤0.01%
48
+25
+109% +$7.12K
101 102
103
104 105

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.