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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HI
2551
DELISTED
Hillenbrand
HI
$3K ﹤0.01%
+89
New +$3.07K
IBKR icon
2552
Interactive Brokers
IBKR
$40.5B
$3K ﹤0.01%
220
+144
+189% +$1.91K
IHRT icon
2553
iHeartMedia
IHRT
$571M
$3K ﹤0.01%
235
– –
IMCG icon
2554
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.12B
$3K ﹤0.01%
60
– –
INN
2555
Summit Hotel Properties
INN
$669M
$3K ﹤0.01%
347
-204,653
-100% -$1.51M
IWC icon
2556
iShares Micro-Cap ETF
IWC
$1.5B
$3K ﹤0.01%
+33
New +$3.49K
JHX icon
2557
James Hardie Industries
JHX
$17.8B
$3K ﹤0.01%
112
-144
-56% -$3.92K
KAI icon
2558
Kadant
KAI
$3.97B
$3K ﹤0.01%
26
+13
+100% +$1.66K
KN icon
2559
Knowles
KN
$3.32B
$3K ﹤0.01%
173
+92
+114% +$1.54K
KOF icon
2560
Coca-Cola Femsa
KOF
$23B
$3K ﹤0.01%
73
-1,242
-94% -$54.1K
MSD
2561
Morgan Stanley Emerging Markets Debt Fund
MSD
$149M
$3K ﹤0.01%
332
– –
MTH icon
2562
Meritage Homes
MTH
$4.7B
$3K ﹤0.01%
88
+54
+159% +$2.55K
MTSI icon
2563
MACOM Technology Solutions
MTSI
$23.2B
$3K ﹤0.01%
70
+36
+106% +$1.54K
MTX icon
2564
Minerals Technologies
MTX
$2.33B
$3K ﹤0.01%
+56
New +$3.32K
MYE icon
2565
Myers Industries
MYE
$1.28B
$3K ﹤0.01%
+158
New +$2.63K
NBHC icon
2566
National Bank Holdings
NBHC
$1.9B
$3K ﹤0.01%
+100
New +$3.17K
NMR icon
2567
Nomura Holdings
NMR
$28.7B
$3K ﹤0.01%
632
-590
-48% -$2.92K
OLP
2568
One Liberty Properties
OLP
$521M
$3K ﹤0.01%
198
– –
PEBO icon
2569
Peoples Bancorp
PEBO
$1.46B
$3K ﹤0.01%
+142
New +$3.47K
PRTS icon
2570
CarParts.com
PRTS
$54.3M
$3K ﹤0.01%
+30
New +$3.87K
REI icon
2571
Ring Energy
REI
$344M
$3K ﹤0.01%
5,000
– –
RS icon
2572
Reliance Steel & Aluminium
RS
$21.9B
$3K ﹤0.01%
+33
New +$3.81K
SBCF icon
2573
Seacoast Banking Corp of Florida
SBCF
$3.36B
$3K ﹤0.01%
125
+67
+116% +$1.62K
SBSW icon
2574
Sibanye-Stillwater
SBSW
$7.35B
$3K ﹤0.01%
219
-792
-78% -$10.7K
SEB icon
2575
Seaboard Corp
SEB
$4.02B
$3K ﹤0.01%
+1
New +$3.26K
101 102
103
104 105

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.