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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AA icon
2551
Alcoa
AA
$13.6B
– –
-98
Closed -$1K
ABCB icon
2552
Ameris Bancorp
ABCB
$5.83B
$0 ﹤0.01%
25
– –
ABEV icon
2553
Ambev
ABEV
$45.4B
$0 ﹤0.01%
250
– –
ADEA icon
2554
Adeia
ADEA
$3.08B
– –
-155
Closed -$1K
ADNT icon
2555
Adient
ADNT
$1.45B
$0 ﹤0.01%
53
– –
AEF
2556
abrdn Emerging Markets Equity Income Fund
AEF
$367M
– –
-824
Closed -$5K
AIEQ icon
2557
Amplify AI Powered Equity ETF
AIEQ
$123M
– –
-1,115
Closed -$31K
AIN icon
2558
Albany International
AIN
$1.73B
$0 ﹤0.01%
17
– –
AIR icon
2559
AAR Corp
AIR
$5.79B
$0 ﹤0.01%
18
-29
-62% -$553
AIV
2560
Aimco
AIV
$377M
$0 ﹤0.01%
23
-150
-87% -$727
ALE
2561
DELISTED
Allete
ALE
– –
-8
Closed –
AMBA icon
2562
Ambarella
AMBA
$3.67B
– –
-36
Closed -$2K
AMRN
2563
Amarin Corp
AMRN
$302M
– –
-300
Closed -$42K
AMRC icon
2564
Ameresco
AMRC
$1.32B
$0 ﹤0.01%
+12
New +$363
APEI icon
2565
American Public Education
APEI
$927M
– –
-114
Closed -$3K
APOG icon
2566
Apogee Enterprises
APOG
$887M
– –
-125
Closed -$3K
ARCB icon
2567
ArcBest
ARCB
$3.07B
– –
-55
Closed -$1K
ARDX icon
2568
Ardelyx
ARDX
$977M
– –
-4,111
Closed -$28K
AROC icon
2569
Archrock
AROC
$5.81B
$0 ﹤0.01%
184
-543
-75% -$3.55K
ARW icon
2570
Arrow Electronics
ARW
$10.5B
$0 ﹤0.01%
8
-64
-89% -$4.73K
ATHM icon
2571
Autohome
ATHM
$2.68B
$0 ﹤0.01%
+6
New +$522
ATI icon
2572
ATI
ATI
$31.3B
– –
-185
Closed -$2K
ATKR icon
2573
Atkore
ATKR
$3.17B
$0 ﹤0.01%
+34
New +$921
OPTU
2574
Optimum Communications Inc
OPTU
$299M
– –
-57
Closed -$1K
BANR icon
2575
Banner Corp
BANR
$2.41B
$0 ﹤0.01%
+25
New +$880
101 102
103
104 105

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.