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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STEW
2526
SRH Total Return Fund
STEW
$1.82B
$37K ﹤0.01%
2,967
+29
+1% +$357
TAK icon
2527
Takeda Pharmaceutical
TAK
$56B
$37K ﹤0.01%
2,515
-610
-20% -$8.52K
SASR
2528
DELISTED
Sandy Spring Bancorp Inc
SASR
$37K ﹤0.01%
1,073
+1,050
+4,565% +$36.8K
BC icon
2529
Brunswick
BC
$5.21B
$36K ﹤0.01%
520
+266
+105% +$18.9K
EDIV icon
2530
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$36K ﹤0.01%
1,500
– –
ESGR
2531
DELISTED
Enstar Group
ESGR
$36K ﹤0.01%
157
-15
-9% -$3.06K
G icon
2532
Genpact
G
$5.73B
$36K ﹤0.01%
778
-49
-6% -$2.23K
GAM
2533
General American Investors Company
GAM
$1.62B
$36K ﹤0.01%
1,014
+28
+3% +$1.01K
GSSC icon
2534
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.1B
$36K ﹤0.01%
665
+30
+5% +$1.66K
HLMN icon
2535
Hillman Solutions
HLMN
$1.77B
$36K ﹤0.01%
5,000
+4,276
+591% +$32.2K
JETS icon
2536
US Global Jets ETF
JETS
$821M
$36K ﹤0.01%
2,125
-900
-30% -$15.7K
LILAK icon
2537
Liberty Latin America Class C
LILAK
$1.65B
$36K ﹤0.01%
5,387
+1,174
+28% +$8.03K
MORN icon
2538
Morningstar
MORN
$7.54B
$36K ﹤0.01%
169
-9
-5% -$2.05K
NX icon
2539
Quanex
NX
$967M
$36K ﹤0.01%
1,521
-140
-8% -$3.15K
RNP icon
2540
Cohen & Steers REIT and Preferred and Income Fund
RNP
$980M
$36K ﹤0.01%
1,782
+13
+0.7% +$276
STKL
2541
DELISTED
SunOpta
STKL
$36K ﹤0.01%
4,398
+294
+7% +$2.78K
SBNY
2542
DELISTED
Signature Bank
SBNY
$36K ﹤0.01%
313
-281
-47% -$38.6K
APG icon
2543
APi Group
APG
$18.3B
$35K ﹤0.01%
2,801
-264
-9% -$3.05K
IX icon
2544
ORIX
IX
$43.3B
$35K ﹤0.01%
2,235
-845
-27% -$12.8K
KEX icon
2545
Kirby Corp
KEX
$7B
$35K ﹤0.01%
556
+129
+30% +$8.61K
KOF icon
2546
Coca-Cola Femsa
KOF
$22.9B
$35K ﹤0.01%
526
+101
+24% +$6.58K
NBB icon
2547
Nuveen Taxable Municipal Income Fund
NBB
$453M
$35K ﹤0.01%
2,241
-374
-14% -$5.82K
PLNT icon
2548
Planet Fitness
PLNT
$3.7B
$35K ﹤0.01%
456
+220
+93% +$15.4K
SZNE
2549
DELISTED
Pacer CFRA-Stoval Equal Weight Seasonal Rotation ETF
SZNE
$35K ﹤0.01%
1,019
-1,900
-65% -$65.4K
NM
2550
DELISTED
Navios Maritime Holdings Inc.
NM
$35K ﹤0.01%
20,437
+5,500
+37% +$10.5K
100 101
102
103 104

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NAMI
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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.