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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELME
2526
Elme Communities
ELME
$144M
$22K ﹤0.01%
927
– –
FCNCA icon
2527
First Citizens BancShares
FCNCA
$25.3B
$22K ﹤0.01%
27
+7
+35% +$5.82K
FNCL icon
2528
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$22K ﹤0.01%
+411
New +$21.9K
FWONK icon
2529
Liberty Media Series C
FWONK
$25.8B
$22K ﹤0.01%
461
+377
+449% +$17.8K
GORO icon
2530
Goldgroup Mining Inc.
GORO
$191M
$22K ﹤0.01%
14,038
– –
HAP icon
2531
VanEck Natural Resources ETF
HAP
$306M
$22K ﹤0.01%
500
– –
IBMQ icon
2532
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
$22K ﹤0.01%
832
+168
+25% +$4.62K
INN
2533
Summit Hotel Properties
INN
$700M
$22K ﹤0.01%
2,372
+1,951
+463% +$17.9K
KEMQ icon
2534
KraneShares Public-Private Emerging Markets Internet and Technology ETF
KEMQ
$26.2M
$22K ﹤0.01%
850
– –
KFRC icon
2535
Kforce
KFRC
$1.06B
$22K ﹤0.01%
373
-429
-53% -$25.9K
PGRE
2536
DELISTED
Paramount Group
PGRE
$22K ﹤0.01%
2,500
– –
PRFZ icon
2537
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.88B
$22K ﹤0.01%
605
-365
-38% -$13.4K
RMBS icon
2538
Rambus
RMBS
$11B
$22K ﹤0.01%
991
– –
SHG icon
2539
Shinhan Financial Group
SHG
$35.6B
$22K ﹤0.01%
663
+534
+414% +$17.9K
SLGN icon
2540
Silgan Holdings
SLGN
$4.41B
$22K ﹤0.01%
610
– –
TSE
2541
DELISTED
Trinseo
TSE
$22K ﹤0.01%
419
-35
-8% -$1.82K
TWOU
2542
DELISTED
2U Inc
TWOU
$22K ﹤0.01%
23
-7
-23% -$8.2K
VAPO
2543
DELISTED
Vapotherm, Inc. Common Stock
VAPO
$22K ﹤0.01%
125
– –
BLPH
2544
DELISTED
Bellerophon Therapeutics, Inc.
BLPH
$22K ﹤0.01%
5,500
+1,000
+22% +$4.17K
AEO icon
2545
American Eagle Outfitters
AEO
$3.01B
$21K ﹤0.01%
842
+4
+0.5% +$127
AROC icon
2546
Archrock
AROC
$5.8B
$21K ﹤0.01%
+2,580
New +$20.8K
AVXL icon
2547
Anavex Life Sciences
AVXL
$310M
$21K ﹤0.01%
1,200
+400
+50% +$7.96K
BUI icon
2548
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$715M
$21K ﹤0.01%
871
+5
+0.6% +$130
CDP icon
2549
COPT Defense Properties
CDP
$4.21B
$21K ﹤0.01%
782
-1,010
-56% -$28.7K
CNO icon
2550
CNO Financial Group
CNO
$5.1B
$21K ﹤0.01%
917
+66
+8% +$1.54K
100 101
102
103 104

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.