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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNX icon
2526
TD Synnex
SNX
$20.2B
$11K ﹤0.01%
96
+20
+26% +$1.87K
SPEM icon
2527
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$11K ﹤0.01%
270
– –
UAN icon
2528
CVR Partners
UAN
$1.34B
$11K ﹤0.01%
290
– –
VERI icon
2529
Veritone
VERI
$122M
$11K ﹤0.01%
487
-283
-37% -$10.1K
VST icon
2530
Vistra
VST
$47.4B
$11K ﹤0.01%
715
-6,369
-90% -$127K
ZD icon
2531
Ziff Davis
ZD
$1.98B
$11K ﹤0.01%
112
-128
-53% -$12.1K
DAY
2532
DELISTED
Dayforce
DAY
$11K ﹤0.01%
135
+48
+55% +$4.49K
MAGN
2533
Magnera Corp
MAGN
$460M
$11K ﹤0.01%
49
+7
+17% +$1.56K
DM
2534
DELISTED
Desktop Metal, Inc.
DM
$11K ﹤0.01%
+79
New +$17.4K
AKTS
2535
DELISTED
Akoustis Technologies Inc
AKTS
$11K ﹤0.01%
+855
New +$12.4K
QQQN
2536
DELISTED
VictoryShares Nasdaq Next 50 ETF
QQQN
$11K ﹤0.01%
368
+323
+718% +$10.7K
RADA
2537
DELISTED
Rada Electronic Industries Ltd
RADA
$11K ﹤0.01%
+935
New +$10.9K
FRTA
2538
DELISTED
Forterra, Inc
FRTA
$11K ﹤0.01%
+500
New +$10.8K
AVEO
2539
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$11K ﹤0.01%
+1,600
New +$13.8K
NID
2540
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$11K ﹤0.01%
839
– –
ADAP
2541
DELISTED
Adaptimmune Therapeutics
ADAP
$10K ﹤0.01%
2,000
– –
AFB
2542
AllianceBernstein National Municipal Income Fund
AFB
$317M
$10K ﹤0.01%
732
– –
AMTX icon
2543
Aemetis
AMTX
$124M
$10K ﹤0.01%
+437
New +$4.88K
AROC icon
2544
Archrock
AROC
$5.8B
$10K ﹤0.01%
+1,069
New +$10.5K
BFH icon
2545
Bread Financial
BFH
$4.38B
$10K ﹤0.01%
115
+2
+2% +$144
BOE icon
2546
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$10K ﹤0.01%
882
+13
+1% +$144
CLMT icon
2547
Calumet Specialty Products
CLMT
$3.44B
$10K ﹤0.01%
+1,654
New +$6.91K
ECH icon
2548
iShares MSCI Chile ETF
ECH
$1.06B
$10K ﹤0.01%
300
– –
EYPT icon
2549
EyePoint Inc
EYPT
$1.2B
$10K ﹤0.01%
1,000
– –
FBK icon
2550
FB Financial Corp
FBK
$3.04B
$10K ﹤0.01%
+242
New +$9.95K
100 101
102
103 104

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.