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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGA.WS
2526
DELISTED
Northern Genesis Acquisition Corp. Redeemable Warrants, each warrant exercisable for shares of commo
NGA.WS
$4K ﹤0.01%
+750
New +$1.96K
VSTO
2527
DELISTED
Vista Outdoor Inc.
VSTO
$4K ﹤0.01%
200
-100
-33% -$2.13K
EBIX
2528
DELISTED
Ebix Inc
EBIX
$4K ﹤0.01%
112
+12
+12% +$337
AGIO icon
2529
Agios Pharmaceuticals
AGIO
$1.94B
$3K ﹤0.01%
87
– –
AMWD
2530
DELISTED
American Woodmark
AMWD
$3K ﹤0.01%
35
+18
+106% +$1.64K
ARR
2531
Armour Residential REIT
ARR
$2.33B
$3K ﹤0.01%
58
– –
ARW icon
2532
Arrow Electronics
ARW
$10.4B
$3K ﹤0.01%
40
+32
+400% +$2.83K
ATKR icon
2533
Atkore
ATKR
$3.17B
$3K ﹤0.01%
86
+52
+153% +$1.64K
BEKE icon
2534
KE Holdings
BEKE
$19.5B
$3K ﹤0.01%
+63
New +$4.19K
BHF icon
2535
Brighthouse Financial
BHF
$3.41B
$3K ﹤0.01%
92
-50
-35% -$1.68K
CACC icon
2536
Credit Acceptance
CACC
$6.06B
$3K ﹤0.01%
11
+8
+267% +$2.61K
CASH icon
2537
Pathward Financial
CASH
$1.79B
$3K ﹤0.01%
90
+49
+120% +$1.49K
CMPR icon
2538
Cimpress
CMPR
$2.29B
$3K ﹤0.01%
43
-11
-20% -$945
CRDF icon
2539
Cardiff Oncology
CRDF
$78.6M
$3K ﹤0.01%
174
-6,880
-98% -$121K
CSL icon
2540
Carlisle Companies
CSL
$15.2B
$3K ﹤0.01%
20
-66
-77% -$9.27K
DORM icon
2541
Dorman Products
DORM
$3.99B
$3K ﹤0.01%
38
+22
+138% +$2.04K
FCF icon
2542
First Commonwealth Financial
FCF
$2.16B
$3K ﹤0.01%
+283
New +$2.71K
KYNB
2543
Kyntra Bio
KYNB
$28.7M
$3K ﹤0.01%
4
– –
FOXF icon
2544
Fox Factory Holding Corp
FOXF
$871M
$3K ﹤0.01%
33
+19
+136% +$1.73K
FXL icon
2545
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$3K ﹤0.01%
29
– –
GCC icon
2546
WisdomTree Enhanced Commodity Strategy Fund
GCC
$280M
$3K ﹤0.01%
169
– –
GUT
2547
Gabelli Utility Trust
GUT
$566M
$3K ﹤0.01%
405
– –
HCAT icon
2548
Health Catalyst
HCAT
$132M
$3K ﹤0.01%
72
+39
+118% +$1.44K
HEI.A icon
2549
HEICO Corp Class A
HEI.A
$37.1B
$3K ﹤0.01%
27
+19
+238% +$2.07K
HGV icon
2550
Hilton Grand Vacations
HGV
$3.33B
$3K ﹤0.01%
125
– –
100 101
102
103 104

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.