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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBTX
2526
DELISTED
Veritex Holdings
VBTX
$1K ﹤0.01%
+65
New +$1.12K
VET icon
2527
Vermilion Energy
VET
$1.75B
$1K ﹤0.01%
771
– –
VOC icon
2528
VOC Energy
VOC
$54.1M
$1K ﹤0.01%
1,000
– –
VPG icon
2529
Vishay Precision Group
VPG
$864M
$1K ﹤0.01%
71
– –
VRTS icon
2530
Virtus Investment Partners
VRTS
$1.11B
$1K ﹤0.01%
8
– –
WB icon
2531
Weibo
WB
$1.96B
$1K ﹤0.01%
+40
New +$1.41K
WING icon
2532
Wingstop
WING
$3.2B
$1K ﹤0.01%
10
-8
-44% -$1.18K
WWW icon
2533
Wolverine World Wide
WWW
$1.55B
$1K ﹤0.01%
65
-227
-78% -$5.55K
YCBD icon
2534
cbdMD
YCBD
$5.94M
$1K ﹤0.01%
1
– –
ARQ icon
2535
Arq
ARQ
$88.9M
$1K ﹤0.01%
300
– –
SMAR
2536
DELISTED
Smartsheet Inc.
SMAR
$1K ﹤0.01%
25
-14
-36% -$676
RCM
2537
DELISTED
R1 RCM Inc. Common Stock
RCM
$1K ﹤0.01%
96
– –
SPWR
2538
DELISTED
SunPower Corporation Common Stock
SPWR
$1K ﹤0.01%
+142
New +$1.2K
SLCA
2539
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$1K ﹤0.01%
521
– –
IMGN
2540
DELISTED
Immunogen Inc
IMGN
$1K ﹤0.01%
399
-3
-0.7% -$12
LTRPA
2541
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$1K ﹤0.01%
1,141
-48
-4% -$116
AJRD
2542
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$1K ﹤0.01%
30
-17
-36% -$688
HEXO
2543
DELISTED
HEXO Corp. Common Shares
HEXO
$1K ﹤0.01%
32
-29
-48% -$1.16K
AIMC
2544
DELISTED
Altra Industrial Motion Corp
AIMC
$1K ﹤0.01%
34
+10
+42% +$368
PING
2545
DELISTED
Ping Identity Holding Corp.
PING
$1K ﹤0.01%
+42
New +$1.38K
PCOM
2546
DELISTED
Points.com Inc. Common Shares
PCOM
$1K ﹤0.01%
193
+69
+56% +$697
PRSP
2547
DELISTED
Perspecta Inc. Common Stock
PRSP
$1K ﹤0.01%
70
+4
+6% +$84
HMSY
2548
DELISTED
HMS Holdings Corp.
HMSY
$1K ﹤0.01%
+52
New +$1.53K
CCMP
2549
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$1K ﹤0.01%
11
– –
AZPN
2550
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$1K ﹤0.01%
11
– –
100 101
102
103 104

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.