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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKSB
2501
DELISTED
BNY Mellon Short Duration Corporate Bond ETF
BKSB
$39K ﹤0.01%
839
+5
+0.6% +$232
XM
2502
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
$39K ﹤0.01%
3,758
-2,003
-35% -$21K
KDP icon
2503
Keurig Dr Pepper
KDP
$39.9B
$38K ﹤0.01%
1,090
-2,117
-66% -$79.3K
LGND icon
2504
Ligand Pharmaceuticals
LGND
$6.42B
$38K ﹤0.01%
572
-345
-38% -$22.4K
MLR icon
2505
Miller Industries
MLR
$606M
$38K ﹤0.01%
1,444
+749
+108% +$19.2K
PACK icon
2506
Ranpak Holdings
PACK
$446M
$38K ﹤0.01%
6,668
-26,570
-80% -$127K
PET
2507
DELISTED
Wag!
PET
$38K ﹤0.01%
+12,500
New +$34.9K
SBR
2508
Sabine Royalty Trust
SBR
$1.06B
$38K ﹤0.01%
453
– –
SKM icon
2509
SK Telecom
SKM
$12.8B
$38K ﹤0.01%
1,897
-943
-33% -$19.1K
SLDP icon
2510
Solid Power
SLDP
$536M
$38K ﹤0.01%
15,000
-6,000
-29% -$25.6K
WHD icon
2511
Cactus
WHD
$5.7B
$38K ﹤0.01%
774
-550
-42% -$27.6K
WKC icon
2512
World Kinect Corp
WKC
$1.89B
$38K ﹤0.01%
1,395
+1,328
+1,982% +$35.7K
LOGC
2513
DELISTED
ContextLogic
LOGC
$38K ﹤0.01%
2,640
-397
-13% -$8.16K
SPWR
2514
DELISTED
SunPower Corporation Common Stock
SPWR
$38K ﹤0.01%
2,122
-352
-14% -$7.21K
TTM
2515
DELISTED
Tata Motors Limited
TTM
$38K ﹤0.01%
1,684
+1,251
+289% +$31.3K
AFBI
2516
DELISTED
Affinity Bancshares
AFBI
$37K ﹤0.01%
2,500
– –
AGZD icon
2517
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
$37K ﹤0.01%
+1,718
New +$38.8K
CET
2518
Central Securities Corp
CET
$1.63B
$37K ﹤0.01%
1,117
+67
+6% +$2.34K
EDV icon
2519
Vanguard World Funds Extended Duration ETF
EDV
$3.46B
$37K ﹤0.01%
449
-35
-7% -$2.95K
EHTH icon
2520
eHealth
EHTH
$40.4M
$37K ﹤0.01%
7,770
+445
+6% +$1.66K
EWD icon
2521
iShares MSCI Sweden ETF
EWD
$593M
$37K ﹤0.01%
1,172
-351
-23% -$11K
FHB icon
2522
First Hawaiian
FHB
$3.32B
$37K ﹤0.01%
1,421
-26
-2% -$667
ITT icon
2523
ITT
ITT
$18.9B
$37K ﹤0.01%
468
-6
-1% -$465
PSFM icon
2524
Pacer Swan SOS Flex April ETF
PSFM
$25.7M
$37K ﹤0.01%
1,700
– –
SPH icon
2525
Suburban Propane Partners
SPH
$1.17B
$37K ﹤0.01%
2,500
– –
99 100
101
102 103

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.