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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDN
2501
Brandywine Realty Trust
BDN
$530M
$26K ﹤0.01%
1,943
+1,077
+124% +$14.8K
BFH icon
2502
Bread Financial
BFH
$4.38B
$26K ﹤0.01%
397
-295
-43% -$21.8K
CLIX icon
2503
ProShares Long Online/Short Stores ETF
CLIX
$6.37M
$26K ﹤0.01%
484
– –
EEMA icon
2504
iShares MSCI Emerging Markets Asia ETF
EEMA
$858M
$26K ﹤0.01%
+324
New +$27.4K
FIDI icon
2505
Fidelity International High Dividend ETF
FIDI
$362M
$26K ﹤0.01%
1,264
+10
+0.8% +$208
FLR icon
2506
Fluor
FLR
$7.64B
$26K ﹤0.01%
1,084
– –
GALT icon
2507
Galectin Therapeutics
GALT
$320M
$26K ﹤0.01%
12,886
– –
HELE icon
2508
Helen of Troy
HELE
$666M
$26K ﹤0.01%
110
+41
+59% +$9.72K
HMY icon
2509
Harmony Gold Mining
HMY
$12.3B
$26K ﹤0.01%
6,375
– –
KALU icon
2510
Kaiser Aluminum
KALU
$3.04B
$26K ﹤0.01%
280
+80
+40% +$8.1K
KPTI icon
2511
Karyopharm Therapeutics
KPTI
$44.2M
$26K ﹤0.01%
273
+26
+11% +$2.59K
PLL
2512
DELISTED
Piedmont Lithium
PLL
$26K ﹤0.01%
511
– –
SLGN icon
2513
Silgan Holdings
SLGN
$4.31B
$26K ﹤0.01%
642
+32
+5% +$1.32K
VICR icon
2514
Vicor
VICR
$10B
$26K ﹤0.01%
210
-7
-3% -$991
TELL
2515
DELISTED
Tellurian Inc.
TELL
$26K ﹤0.01%
8,734
– –
LHCG
2516
DELISTED
LHC Group LLC
LHCG
$26K ﹤0.01%
191
-18
-9% -$2.46K
BPMC
2517
DELISTED
Blueprint Medicines
BPMC
$25K ﹤0.01%
237
-266
-53% -$27.8K
CRUS icon
2518
Cirrus Logic
CRUS
$6.24B
$25K ﹤0.01%
279
-118
-30% -$9.8K
CUT icon
2519
Invesco MSCI Global Timber ETF
CUT
$33.4M
$25K ﹤0.01%
678
– –
DAN icon
2520
Dana Inc
DAN
$3.14B
$25K ﹤0.01%
1,126
+462
+70% +$10.7K
DJUL icon
2521
FT Vest US Equity Deep Buffer ETF July
DJUL
$458M
$25K ﹤0.01%
750
– –
E icon
2522
ENI
E
$78.9B
$25K ﹤0.01%
920
+562
+157% +$15.7K
EC icon
2523
Ecopetrol
EC
$35.5B
$25K ﹤0.01%
1,940
+27
+1% +$385
ESNT icon
2524
Essent Group
ESNT
$6.31B
$25K ﹤0.01%
554
+235
+74% +$10.8K
EVGO icon
2525
EVgo
EVGO
$219M
$25K ﹤0.01%
2,530
-970
-28% -$10.6K
99 100
101
102 103

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.