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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRIM icon
2501
Primoris Services
PRIM
$4.45B
$24K ﹤0.01%
1,012
+912
+912% +$24.5K
REYN icon
2502
Reynolds Consumer Products
REYN
$5.59B
$24K ﹤0.01%
883
-974
-52% -$27.8K
WSR
2503
DELISTED
Whitestone REIT
WSR
$24K ﹤0.01%
2,539
+139
+6% +$1.27K
WWD icon
2504
Woodward
WWD
$21.4B
$24K ﹤0.01%
219
+138
+170% +$16.4K
WWW icon
2505
Wolverine World Wide
WWW
$1.55B
$24K ﹤0.01%
836
+648
+345% +$22.1K
ENPC.U
2506
DELISTED
Executive Network Partnering Corporation CAPS, each consisting of one share of Class A common stock, and one-quarter of one redeemable warrant
ENPC.U
$24K ﹤0.01%
+2,500
New +$24.8K
PFTAU
2507
DELISTED
Perception Capital Corp. III Unit
PFTAU
$24K ﹤0.01%
+2,500
New +$24.9K
APYX icon
2508
Apyx Medical
APYX
$171M
$23K ﹤0.01%
1,700
– –
BWA icon
2509
BorgWarner
BWA
$13.9B
$23K ﹤0.01%
626
+577
+1,178% +$22.9K
CBT icon
2510
Cabot Corp
CBT
$4.52B
$23K ﹤0.01%
473
+273
+137% +$14.6K
CCRN
2511
DELISTED
Cross Country Healthcare
CCRN
$23K ﹤0.01%
1,100
-15,000
-93% -$281K
FJP icon
2512
First Trust Japan AlphaDEX Fund
FJP
$264M
$23K ﹤0.01%
435
– –
GDDY icon
2513
GoDaddy
GDDY
$11.5B
$23K ﹤0.01%
350
+33
+10% +$2.55K
GLOB icon
2514
Globant
GLOB
$1.61B
$23K ﹤0.01%
83
– –
KTOS icon
2515
Kratos Defense & Security Solutions
KTOS
$11.4B
$23K ﹤0.01%
1,073
+117
+12% +$2.89K
MLR icon
2516
Miller Industries
MLR
$619M
$23K ﹤0.01%
695
– –
SPHR icon
2517
Sphere Entertainment
SPHR
$5.73B
$23K ﹤0.01%
320
+20
+7% +$1.5K
SWBI icon
2518
Smith & Wesson
SWBI
$637M
$23K ﹤0.01%
1,130
+130
+13% +$3.13K
VAL icon
2519
Valaris
VAL
$5.47B
$23K ﹤0.01%
667
-330
-33% -$9.48K
TRHC
2520
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
$23K ﹤0.01%
900
– –
SDACW
2521
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$23K ﹤0.01%
+34,800
New +$27.9K
TMX
2522
DELISTED
Terminix Global Holdings, Inc.
TMX
$23K ﹤0.01%
552
-352
-39% -$16.2K
AGZ icon
2523
iShares Agency Bond ETF
AGZ
$565M
$22K ﹤0.01%
190
+94
+98% +$11.2K
BBN icon
2524
BlackRock Taxable Municipal Bond Trust
BBN
$986M
$22K ﹤0.01%
873
+5
+0.6% +$131
CSV icon
2525
Carriage Services
CSV
$569M
$22K ﹤0.01%
500
– –
99 100
101
102 103

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.