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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRM icon
2501
Vroom Inc
VRM
$48.2M
$12K ﹤0.01%
+4
New +$13K
WAFD icon
2502
WaFd
WAFD
$2.75B
$12K ﹤0.01%
402
– –
TRPA
2503
Hartford AAA CLO ETF
TRPA
$111M
$12K ﹤0.01%
+300
New +$12.4K
IAA
2504
DELISTED
IAA, Inc. Common Stock
IAA
$12K ﹤0.01%
221
-43
-16% -$2.55K
AIQ icon
2505
Global X Artificial Intelligence & Technology ETF
AIQ
$10.2B
$11K ﹤0.01%
+400
New +$11.5K
BANC icon
2506
Banc of California
BANC
$2.97B
$11K ﹤0.01%
+624
New +$11.6K
BLKB icon
2507
Blackbaud
BLKB
$2.08B
$11K ﹤0.01%
160
– –
COLD icon
2508
Americold
COLD
$4.27B
$11K ﹤0.01%
290
-34
-10% -$1.22K
CRDF icon
2509
Cardiff Oncology
CRDF
$77.2M
$11K ﹤0.01%
1,235
+1,061
+610% +$12.9K
DFEB icon
2510
FT Vest US Equity Deep Buffer ETF February
DFEB
$463M
$11K ﹤0.01%
+360
New +$11.8K
ECNS icon
2511
iShares MSCI China Small-Cap ETF
ECNS
$66.4M
$11K ﹤0.01%
+200
New +$11.4K
FOF icon
2512
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
$11K ﹤0.01%
825
– –
GIL icon
2513
Gildan
GIL
$10.6B
$11K ﹤0.01%
384
+283
+280% +$8.07K
GPI icon
2514
Group 1 Automotive
GPI
$3.18B
$11K ﹤0.01%
71
+58
+446% +$8.85K
KBH icon
2515
KB Home
KBH
$3.59B
$11K ﹤0.01%
+255
New +$10.5K
MTRN icon
2516
Materion
MTRN
$6.04B
$11K ﹤0.01%
167
+133
+391% +$9.23K
OGS icon
2517
ONE Gas
OGS
$5.04B
$11K ﹤0.01%
145
+118
+437% +$8.61K
PIO icon
2518
Invesco Global Water ETF
PIO
$283M
$11K ﹤0.01%
327
-242
-43% -$8.63K
PTMC icon
2519
Pacer Trendpilot US Mid Cap ETF
PTMC
$405M
$11K ﹤0.01%
329
-25
-7% -$851
RBA icon
2520
RB Global
RBA
$17.5B
$11K ﹤0.01%
+188
New +$11K
RCI icon
2521
Rogers Communications
RCI
$18.6B
$11K ﹤0.01%
245
– –
REI icon
2522
Ring Energy
REI
$339M
$11K ﹤0.01%
5,000
– –
RS icon
2523
Reliance Steel & Aluminium
RS
$21.6B
$11K ﹤0.01%
78
+45
+136% +$6.05K
SLG icon
2524
SL Green Realty
SLG
$3.99B
$11K ﹤0.01%
179
+108
+152% +$7.29K
SLYG icon
2525
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.21B
$11K ﹤0.01%
142
-142
-50% -$12.1K
99 100
101
102 103

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.