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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMIH icon
2501
NMI Holdings
NMIH
$3.33B
$1K ﹤0.01%
+64
New +$1.04K
NNN icon
2502
NNN REIT
NNN
$8.81B
$1K ﹤0.01%
39
– –
NSIT icon
2503
Insight Enterprises
NSIT
$4.52B
$1K ﹤0.01%
+18
New +$966
NVST icon
2504
Envista
NVST
$4.54B
$1K ﹤0.01%
53
+14
+36% +$323
OPTN
2505
DELISTED
OptiNose
OPTN
$1K ﹤0.01%
25
+10
+67% +$741
OSUR icon
2506
OraSure Technologies
OSUR
$277M
$1K ﹤0.01%
138
– –
PAC icon
2507
Grupo Aeroportuario del Pacifico
PAC
$12.9B
$1K ﹤0.01%
+19
New +$1.38K
PATK icon
2508
Patrick Industries
PATK
$2.72B
$1K ﹤0.01%
+47
New +$1.88K
PBYI icon
2509
Puma Biotechnology
PBYI
$452M
$1K ﹤0.01%
157
+58
+59% +$591
PCG icon
2510
PG&E
PCG
$37.7B
$1K ﹤0.01%
200
– –
PDM
2511
Piedmont Realty Trust
PDM
$1.16B
$1K ﹤0.01%
99
-213
-68% -$3.3K
PKX icon
2512
POSCO
PKX
$17.7B
$1K ﹤0.01%
25
– –
PSO icon
2513
Pearson
PSO
$9.86B
$1K ﹤0.01%
+169
New +$1.22K
RLMD icon
2514
Relmada Therapeutics
RLMD
$491M
$1K ﹤0.01%
27
– –
RNR icon
2515
RenaissanceRe
RNR
$13.3B
$1K ﹤0.01%
11
– –
ROL icon
2516
Rollins
ROL
$17.9B
$1K ﹤0.01%
36
-32
-47% -$1.11K
RPD icon
2517
Rapid7
RPD
$768M
$1K ﹤0.01%
+25
New +$1.49K
RPG icon
2518
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$1K ﹤0.01%
+70
New +$1.95K
SANM icon
2519
Sanmina
SANM
$10.9B
$1K ﹤0.01%
50
-182
-78% -$4.96K
SBCF icon
2520
Seacoast Banking Corp of Florida
SBCF
$3.35B
$1K ﹤0.01%
+58
New +$1.13K
SITE icon
2521
SiteOne Landscape Supply
SITE
$4.37B
$1K ﹤0.01%
15
– –
SKX
2522
DELISTED
Skechers
SKX
$1K ﹤0.01%
59
-38
-39% -$1.13K
THO icon
2523
Thor Industries
THO
$4.14B
$1K ﹤0.01%
20
+2
+11% +$207
TRN icon
2524
Trinity Industries
TRN
$2.29B
$1K ﹤0.01%
78
– –
UFPI icon
2525
UFP Industries
UFPI
$5.02B
$1K ﹤0.01%
+34
New +$1.92K
99 100
101
102 103

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.