We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAIN icon
2476
Main Street Capital
MAIN
$5.44B
$41K ﹤0.01%
1,109
+23
+2% +$841
PATH icon
2477
UiPath
PATH
$8.08B
$41K ﹤0.01%
3,286
-701
-18% -$8.66K
ROBT icon
2478
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$779M
$41K ﹤0.01%
1,153
+132
+13% +$4.77K
CIL
2479
DELISTED
VictoryShares International Volatility Wtd ETF
CIL
$40K ﹤0.01%
1,083
-433
-29% -$15.4K
ERII icon
2480
Energy Recovery
ERII
$408M
$40K ﹤0.01%
1,980
-10
-0.5% -$219
EWQ icon
2481
iShares MSCI France ETF
EWQ
$334M
$40K ﹤0.01%
1,221
+684
+127% +$21.4K
IVOV icon
2482
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.36B
$40K ﹤0.01%
524
– –
L icon
2483
Loews
L
$23.3B
$40K ﹤0.01%
705
+202
+40% +$11.3K
LGO
2484
Largo
LGO
$79.7M
$40K ﹤0.01%
7,525
– –
PKB icon
2485
Invesco Building & Construction ETF
PKB
$393M
$40K ﹤0.01%
1,000
– –
PLOW icon
2486
Douglas Dynamics
PLOW
$984M
$40K ﹤0.01%
1,110
-262
-19% -$9.23K
PMT
2487
PennyMac Mortgage Investment
PMT
$818M
$40K ﹤0.01%
3,346
– –
RDN icon
2488
Radian Group
RDN
$4.87B
$40K ﹤0.01%
2,154
-194
-8% -$3.78K
VRTV
2489
DELISTED
VERITIV CORPORATION
VRTV
$40K ﹤0.01%
329
-200
-38% -$24.2K
GDRX icon
2490
GoodRx Holdings
GDRX
$1.25B
$39K ﹤0.01%
8,450
-152
-2% -$749
GGG icon
2491
Graco
GGG
$13.5B
$39K ﹤0.01%
607
+356
+142% +$23.7K
GTE icon
2492
Gran Tierra Energy
GTE
$317M
$39K ﹤0.01%
+3,990
New +$47K
MGTX icon
2493
MeiraGTx Holdings
MGTX
$1.21B
$39K ﹤0.01%
6,060
+785
+15% +$5.39K
NN icon
2494
NextNav
NN
$2.11B
$39K ﹤0.01%
13,312
-1,971
-13% -$6.06K
ONLN icon
2495
ProShares Online Retail ETF
ONLN
$66.7M
$39K ﹤0.01%
1,408
-1,047
-43% -$31.1K
TLTE icon
2496
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$346M
$39K ﹤0.01%
846
– –
VC icon
2497
Visteon
VC
$2.8B
$39K ﹤0.01%
305
+283
+1,286% +$37.7K
SMR.WS
2498
DELISTED
NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
SMR.WS
$39K ﹤0.01%
25,050
– –
VIRS
2499
DELISTED
Pacer BioThreat Strategy ETF
VIRS
$39K ﹤0.01%
+1,403
New +$38.8K
LBC
2500
DELISTED
Luther Burbank Corporation Common Stock
LBC
$39K ﹤0.01%
3,531
-2,190
-38% -$25.7K
98 99
100
101 102

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.