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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLTR icon
2476
VanEck IG Floating Rate ETF
FLTR
$3.04B
$25K ﹤0.01%
1,003
+2
+0.2% +$51
FORM icon
2477
FormFactor
FORM
$9.17B
$25K ﹤0.01%
681
+634
+1,349% +$23.6K
IPO icon
2478
Renaissance IPO ETF
IPO
$161M
$25K ﹤0.01%
400
– –
FDIQ
2479
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$48.4M
$25K ﹤0.01%
404
-2,515
-86% -$147K
KDP icon
2480
Keurig Dr Pepper
KDP
$40.8B
$25K ﹤0.01%
762
+97
+15% +$3.39K
PEBO icon
2481
Peoples Bancorp
PEBO
$1.47B
$25K ﹤0.01%
+797
New +$24.1K
PFGC icon
2482
Performance Food Group
PFGC
$18B
$25K ﹤0.01%
546
– –
QQEW icon
2483
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$25K ﹤0.01%
227
– –
RSPG icon
2484
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$560M
$25K ﹤0.01%
570
– –
SFIX
2485
Stitch Fix
SFIX
$560M
$25K ﹤0.01%
638
– –
SGOV icon
2486
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
$25K ﹤0.01%
250
– –
TXMD icon
2487
TherapeuticsMD
TXMD
$24M
$25K ﹤0.01%
700
– –
VVV icon
2488
Valvoline
VVV
$4.51B
$25K ﹤0.01%
820
-570
-41% -$17.7K
MRTX
2489
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$25K ﹤0.01%
142
-7
-5% -$1.13K
EDI
2490
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$25K ﹤0.01%
3,034
+193
+7% +$1.77K
CCMP
2491
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$25K ﹤0.01%
217
-8
-4% -$1.07K
SBNY
2492
DELISTED
Signature Bank
SBNY
$25K ﹤0.01%
94
– –
ALRM icon
2493
Alarm.com
ALRM
$2.85B
$24K ﹤0.01%
308
– –
CLIR icon
2494
ClearSign Technologies
CLIR
$25.5M
$24K ﹤0.01%
1,230
– –
CUT icon
2495
Invesco MSCI Global Timber ETF
CUT
$33.8M
$24K ﹤0.01%
678
– –
DJUL icon
2496
FT Vest US Equity Deep Buffer ETF July
DJUL
$457M
$24K ﹤0.01%
+750
New +$24.6K
FSM icon
2497
Fortuna Silver Mines
FSM
$3.07B
$24K ﹤0.01%
+6,140
New +$27.5K
IZRL icon
2498
ARK Israel Innovative Technology ETF
IZRL
$141M
$24K ﹤0.01%
847
– –
JHX icon
2499
James Hardie Industries
JHX
$17.5B
$24K ﹤0.01%
702
+213
+44% +$7.81K
LKQ icon
2500
LKQ Corp
LKQ
$6.29B
$24K ﹤0.01%
496
+380
+328% +$19.3K
98 99
100
101 102

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.