We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Toronto Dominion Bank
TD
$200B
| $7.33M | 0.07% |
158,631
+19,934
| +14% | +$928K |
|
227
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
| $7.3M | 0.07% |
134,182
-5,167
| -4% | -$282K |
|
228
Vanguard Financials ETF
VFH
$13.6B
| $7.16M | 0.07% |
122,477
+8,968
| +8% | +$533K |
|
229
Lennox International
LII
$15.2B
| $7.04M | 0.07% |
25,822
+21,157
| +454% | +$5.65M |
|
230
iShares Biotechnology ETF
IBB
$9.77B
| $7.01M | 0.07% |
51,763
+14,119
| +38% | +$1.92M |
|
231
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
| $6.96M | 0.07% |
90,466
+18,923
| +26% | +$1.42M |
|
232
Vanguard High Dividend Yield ETF
VYM
$82.8B
| $6.81M | 0.06% |
84,150
+2,073
| +3% | +$170K |
|
233
Analog Devices
ADI
$190B
| $6.62M | 0.06% |
56,682
+48,634
| +604% | +$5.69M |
|
234
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
| $6.54M | 0.06% |
456,364
+34,951
| +8% | +$502K |
|
235
Biogen
BIIB
$30.7B
| $6.51M | 0.06% |
22,943
-1,022
| -4% | -$285K |
|
236
Williams Companies
WMB
$86.1B
| $6.47M | 0.06% |
329,156
+54,111
| +20% | +$1.1M |
|
237
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
| $6.46M | 0.06% |
95,754
+4,972
| +5% | +$343K |
|
238
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
| $6.36M | 0.06% |
58,854
-8,047
| -12% | -$868K |
|
239
Crown Castle
CCI
$32.2B
| $6.29M | 0.06% |
37,768
+9,081
| +32% | +$1.5M |
|
240
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.67B
| $6.15M | 0.06% |
+65,481
| New | +$6.24M |
|
241
Netflix
NFLX
$309B
| $6.05M | 0.06% |
120,940
+34,760
| +40% | +$1.73M |
|
242
CSX Corp
CSX
$93.1B
| $6.04M | 0.06% |
233,118
+69,009
| +42% | +$1.7M |
|
243
VanEck Gold Miners ETF
GDX
$27.4B
| $6.04M | 0.06% |
154,138
+25,971
| +20% | +$1.06M |
|
244
iShares Select Dividend ETF
DVY
$23.6B
| $5.99M | 0.06% |
73,433
+5,755
| +9% | +$480K |
|
|
NVO
245
Novo Nordisk
NVO
$209B
| $5.95M | 0.06% |
171,508
+7,246
| +4% | +$242K |
|
246
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
| $5.94M | 0.06% |
200,248
+16,838
| +9% | +$500K |
|
247
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
| $5.93M | 0.06% |
407,500
+10,000
| +3% | +$147K |
|
248
ServiceNow
NOW
$129B
| $5.93M | 0.06% |
61,170
+1,865
| +3% | +$167K |
|
249
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
| $5.93M | 0.06% |
92,545
+7,929
| +9% | +$501K |
|
250
GraniteShares Gold Shares
BAR
$1.46B
| $5.92M | 0.06% |
315,586
-1,624
| -0.5% | -$30.9K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.