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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+22.25%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$9.56B
AUM Growth
+$1.93B
Cap. Flow
+$413M
Cap. Flow %
4.32%
Top 10 Hldgs %
28.79%
Holding
2,782
New
351
Increased
978
Reduced
783
Closed
156

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$106M
2
DFS
Discover Financial Services
DFS
+$67.7M
3
CCK icon
Crown Holdings
CCK
+$63.5M
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$52.9M
5
ACC
American Campus Communities, Inc.
ACC
+$43.9M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$150M
2
META icon
Meta Platforms (Facebook)
META
+$114M
3
BLK icon
Blackrock
BLK
+$41.6M
4
GSK icon
GSK
GSK
+$41M
5
WFC icon
Wells Fargo
WFC
+$38.1M

Sector Composition

Rank Sector Weight
1 Technology 21.55%
2 Healthcare 15.87%
3 Financials 13.43%
4 Communication Services 10.17%
5 Consumer Discretionary 8.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PANW icon
226
Palo Alto Networks
PANW
$286B
$5.97M 0.06%
155,988
-23,136
-13% -$815K
EEM icon
227
iShares MSCI Emerging Markets ETF
EEM
$29.3B
$5.91M 0.06%
147,859
-58,802
-28% -$2.2M
NEA icon
228
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$5.86M 0.06%
421,413
+350,206
+492% +$4.73M
ZION icon
229
Zions Bancorporation
ZION
$10.4B
$5.8M 0.06%
170,493
+1,146
+0.7% +$36.3K
NAC icon
230
Nuveen California Quality Municipal Income Fund
NAC
$1.86B
$5.67M 0.06%
397,500
+4,500
+1% +$62.7K
BKLN icon
231
Invesco Senior Loan ETF
BKLN
$6.8B
$5.66M 0.06%
264,888
-18,003
-6% -$381K
BAR icon
232
GraniteShares Gold Shares
BAR
$1.44B
$5.63M 0.06%
317,210
+316,170
+30,401% +$5.4M
DOV icon
233
Dover
DOV
$28.9B
$5.57M 0.06%
57,699
+9,578
+20% +$884K
MUNI icon
234
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
$5.55M 0.06%
99,701
+47,350
+90% +$2.6M
DVY icon
235
iShares Select Dividend ETF
DVY
$23.6B
$5.46M 0.06%
67,678
+7,389
+12% +$590K
CPT icon
236
Camden Property Trust
CPT
$11.1B
$5.45M 0.06%
59,746
+6,270
+12% +$554K
NVO
237
Novo Nordisk
NVO
$201B
$5.38M 0.06%
164,262
-7,686
-4% -$245K
WMB icon
238
Williams Companies
WMB
$88.9B
$5.23M 0.05%
275,045
+39,773
+17% +$740K
VGSH icon
239
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$5.18M 0.05%
83,228
-20,826
-20% -$1.3M
XLU icon
240
State Street Utilities Select Sector SPDR ETF
XLU
$22.6B
$5.17M 0.05%
183,410
+132,946
+263% +$3.83M
IBB icon
241
iShares Biotechnology ETF
IBB
$9.64B
$5.15M 0.05%
37,644
+13,428
+55% +$1.71M
AWK icon
242
American Water Works
AWK
$26.7B
$5.08M 0.05%
39,497
-26,940
-41% -$3.36M
TFC icon
243
Truist Financial
TFC
$64.7B
$5.08M 0.05%
135,248
-9,970
-7% -$359K
MDY icon
244
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$5.08M 0.05%
15,644
+538
+4% +$163K
BAX icon
245
Baxter International
BAX
$14.3B
$5.05M 0.05%
58,647
+10,746
+22% +$936K
XLP icon
246
State Street Consumer Staples Select Sector SPDR ETF
XLP
$15B
$4.96M 0.05%
84,616
+3,454
+4% +$202K
IGSB icon
247
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$4.95M 0.05%
90,388
+60,513
+203% +$3.26M
PXD
248
DELISTED
Pioneer Natural Resource Co.
PXD
$4.93M 0.05%
50,504
+11,235
+29% +$990K
XLI icon
249
State Street Industrial Select Sector SPDR ETF
XLI
$34B
$4.92M 0.05%
71,543
+16,358
+30% +$1.06M
DLR icon
250
Digital Realty Trust
DLR
$71.7B
$4.81M 0.05%
33,845
+848
+3% +$120K
8 9
10
11 12

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Rockefeller Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Rockefeller Capital Management held 2,782 positions worth $9.56B, up 25% from $7.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $413M of net new capital in Q2 2020, opening 351 new positions and adding to 978 existing holdings. Its largest new stake was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Comcast, an estimated $150M trimmed.

  • Rockefeller Capital Management's largest Q2 2020 buy was WisdomTree Emerging Markets ex-State-Owned Enterprises Fund: 214,311 shares worth $6.41M.
  • Rockefeller Capital Management added most to Microsoft in Q2 2020, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q2 2020 reduction was Comcast, cutting an estimated $150M.
  • Rockefeller Capital Management fully exited Raytheon Company in Q2 2020, selling an estimated $12.8M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $9.56B portfolio in Q2 2020.
  • Rockefeller Capital Management opened 351 new positions and closed 156 in Q2 2020.
  • Rockefeller Capital Management's portfolio value rose 25% quarter-over-quarter to $9.56B.

Based on Rockefeller Capital Management's 13F filing for Q2 2020, filed 12 Aug 2020.