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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+1.58%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$160K
AUM Growth
-$19K
Cap. Flow
+$54M
Cap. Flow %
33,879.32%
Top 10 Hldgs %
66.83%
Holding
162
New
91
Increased
10
Reduced
13
Closed
47

Top Buys

Rank Stock Value
1
GM icon
General Motors
GM
+$10.5M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$6.11M
3
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$5.04M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$3.95M
5
PSLV icon
Sprott Physical Silver Trust
PSLV
+$3.41M

Top Sells

Rank Stock Value
1
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$9.81M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.04M
3
WY icon
Weyerhaeuser
WY
+$1.66M
4
PHYS icon
Sprott Physical Gold
PHYS
+$538K
5
GM.WS.B
General Motors Company
GM.WS.B
+$174K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.97%
2 Energy 7%
3 Communication Services 1.14%
4 Real Estate 0.82%
5 Technology 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMX
151
DELISTED
OFFICEMAX INCORPORATED
OMX
– –
-18,038
Closed -$230
ONXX
152
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-18,100
Closed -$2.26K
WCRX
153
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
– –
-55,273
Closed -$1.26K
CLP
154
DELISTED
COLONIAL PROPERTIES TRUST
CLP
– –
-63,884
Closed -$1.44K
WWAV.B
155
DELISTED
THE WHITEWAVE FOODS COMPANY CLASS B COM STK
WWAV.B
– –
-12,296
Closed -$248
TVIX
156
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
– –
0
– -$242
STSA
157
DELISTED
STERLING FINL CORP (WA) COM NEW
STSA
– –
-18,895
Closed -$541
BBL
158
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
– –
-15,776
Closed -$928
3 4 5 6
7

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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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OTA Financial Group's Q4 2013 Portfolio in Review

As of Q4 2013, OTA Financial Group held 162 positions worth $160K, down 11% from $178K the previous quarter. Its ten largest holdings account for 67% of the portfolio.

OTA Financial Group deployed $54M of net new capital in Q4 2013, opening 91 new positions and adding to 10 existing holdings. Its largest new stake was General Motors: 279,000 shares worth $11.4K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8% of assets, up from 0% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), an estimated $9.81M trimmed.

  • OTA Financial Group's largest Q4 2013 buy was General Motors: 279,000 shares worth $11.4K.
  • OTA Financial Group added most to Royal Dutch Shell PLC ADS Class A in Q4 2013, an estimated $5.04M increase.
  • OTA Financial Group's biggest Q4 2013 reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), cutting an estimated $9.81M.
  • OTA Financial Group fully exited iShares MSCI Emerging Markets ETF in Q4 2013, selling an estimated $4.64K.
  • OTA Financial Group's ten largest holdings make up 67% of its $160K portfolio in Q4 2013.
  • OTA Financial Group opened 91 new positions and closed 47 in Q4 2013.
  • OTA Financial Group's portfolio value fell 11% quarter-over-quarter to $160K.

Based on OTA Financial Group's 13F filing for Q4 2013, filed 12 Feb 2014.