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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$100M
AUM Growth
-$16.2M
Cap. Flow
-$17.5M
Cap. Flow %
-17.42%
Top 10 Hldgs %
71.36%
Holding
138
New
33
Increased
18
Reduced
17
Closed
68

Top Buys

Rank Stock Value
1
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$6.44M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.46M
3
LBRDK icon
Liberty Broadband Class C
LBRDK
+$4.25M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$3.97M
5
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$3.52M

Top Sells

Rank Stock Value
1
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$11.6M
2
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$8.17M
3
PHYS icon
Sprott Physical Gold
PHYS
+$5.95M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$3.27M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$2.99M

Sector Composition

Rank Sector Weight
1 Communication Services 8.09%
2 Financials 4.89%
3 Technology 2.37%
4 Energy 1.08%
5 Industrials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSTR
126
DELISTED
Oyster Enterprises Acquisition Corp. Class A Common Stock
OSTR
– –
-33,780
Closed -$333K
GTPB
127
DELISTED
Gores Technology Partners II, Inc. Class A Common
GTPB
– –
-42,726
Closed -$419K
HLAH
128
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Class A Common Stock
HLAH
– –
-34,557
Closed -$341K
LGV
129
DELISTED
Longview Acquisition Corp. II
LGV
– –
-22,770
Closed -$223K
SCLE
130
DELISTED
Broadscale Acquisition Corp. Class A common stock
SCLE
– –
-44,508
Closed -$438K
CLRM
131
DELISTED
Clarim Acquisition Corp. Class A Common Stock
CLRM
– –
-21,772
Closed -$215K
MACC
132
DELISTED
Mission Advancement Corp.
MACC
– –
-36,220
Closed -$355K
SBII
133
DELISTED
Sandbridge X2 Corp.
SBII
– –
-22,938
Closed -$225K
FVIV
134
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
– –
-32,127
Closed -$316K
BENE
135
DELISTED
Benessere Capital Acquisition Corp. Class A Common Stock
BENE
– –
-26,994
Closed -$279K
DRE
136
DELISTED
Duke Realty Corp.
DRE
– –
-12,422
Closed -$598K
AILE
137
DELISTED
iLearningEngines, Inc. Common Stock
AILE
– –
-25,864
Closed -$253K
BITE
138
DELISTED
Bite Acquisition Corp.
BITE
– –
-34,215
Closed -$336K
2 3 4 5
6

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AFG
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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
BMS Financial Advisors Rapid City, South Dakota $153M AUM 14.47% 1-Year Est. Return
CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q4 2022 Portfolio in Review

As of Q4 2022, OTA Financial Group held 138 positions worth $100M, down 14% from $117M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

OTA Financial Group withdrew a net $17.5M in Q4 2022, closing 68 positions and reducing 17 holdings. Its most notable exit was Expand Energy Corp Class B Warrants, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 8.1% of assets, up from 5.3% a quarter earlier, followed by Financials and Technology.

Against the trend, OTA Financial Group opened a new position in iShares Core US Aggregate Bond ETF worth $4.47M.

  • OTA Financial Group's largest Q4 2022 buy was iShares Core US Aggregate Bond ETF: 46,069 shares worth $4.47M.
  • OTA Financial Group added most to BlackRock Technology and Private Equity Term Trust in Q4 2022, an estimated $6.44M increase.
  • OTA Financial Group's biggest Q4 2022 reduction was Sprott Physical Gold, cutting an estimated $5.95M.
  • OTA Financial Group fully exited Expand Energy Corp Class B Warrants in Q4 2022, selling an estimated $11.6M.
  • OTA Financial Group's ten largest holdings make up 71% of its $100M portfolio in Q4 2022.
  • OTA Financial Group opened 33 new positions and closed 68 in Q4 2022.
  • OTA Financial Group's portfolio value fell 14% quarter-over-quarter to $100M.

Based on OTA Financial Group's 13F filing for Q4 2022, filed 9 Feb 2023.