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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$117M
AUM Growth
-$92.3M
Cap. Flow
-$104M
Cap. Flow %
-89.64%
Top 10 Hldgs %
65.26%
Holding
155
New
62
Increased
25
Reduced
17
Closed
50

Top Buys

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$14.1M
2
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$10.8M
3
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$7.94M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.39M
5
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$3.13M

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$125M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$10.1M
3
BND icon
Vanguard Total Bond Market
BND
+$6.93M
4
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$4.34M
5
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$2.47M

Sector Composition

Rank Sector Weight
1 Financials 9.63%
2 Communication Services 5.34%
3 Healthcare 2.28%
4 Technology 1.53%
5 Industrials 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMV
126
DELISTED
MultiMetaVerse Holdings Limited Class A Ordinary Share
MMV
– –
-22,562
Closed -$229K
MCAG
127
DELISTED
Mountain Crest Acquisition Corp. V Common Stock
MCAG
– –
-25,834
Closed -$254K
LSXMK
128
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-50,082
Closed -$1.4M
LSXMA
129
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
– –
-16,812
Closed -$445K
MAQC
130
DELISTED
Maquia Capital Acquisition Corporation Class A Common Stock
MAQC
– –
-27,878
Closed -$284K
BREZ
131
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
– –
-48,044
Closed -$493K
AWIN
132
DELISTED
AERWINS Technologies Inc
AWIN
– –
-264
Closed -$266K
WRAC
133
DELISTED
Williams Rowland Acquisition Corp.
WRAC
– –
-21,442
Closed -$214K
OTEC
134
DELISTED
OceanTech Acquisitions I Corp. Class A Common Stock
OTEC
– –
-42,532
Closed -$428K
GSD
135
DELISTED
Global Systems Dynamics Inc. Class A Common Stock
GSD
– –
-27,524
Closed -$277K
BMAC
136
DELISTED
Black Mountain Acquisition Corp.
BMAC
– –
-25,276
Closed -$251K
KMF
137
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-33,233
Closed -$249K
POL.WS
138
DELISTED
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
– –
-785,115
Closed -$204K
SNRH
139
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
– –
-28,039
Closed -$276K
PGRW
140
DELISTED
Progress Acquisition Corp. Class A Common Stock
PGRW
– –
-23,485
Closed -$232K
BSGA
141
DELISTED
Blue Safari Group Acquisition Corp. Class A Ordinary Share
BSGA
– –
-34,760
Closed -$351K
AUY
142
DELISTED
Yamana Gold, Inc.
AUY
– –
-48,415
Closed -$225K
VPCB
143
DELISTED
VPC Impact Acquisition Holdings II Class A ordinary shre
VPCB
– –
-30,282
Closed -$296K
AMOV
144
DELISTED
America Movil SAB de CV
AMOV
– –
-24,252
Closed -$489K
FPAC
145
DELISTED
Far Peak Acquisition Corporation
FPAC
– –
-145,319
Closed -$1.43M
PACX
146
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
– –
-35,642
Closed -$351K
GIW
147
DELISTED
GigInternational1, Inc. Common Stock
GIW
– –
-29,435
Closed -$296K
CRU
148
DELISTED
Crucible Acquisition Corporation
CRU
– –
-21,587
Closed -$212K
ASZ
149
DELISTED
Austerlitz Acquisition Corporation II
ASZ
– –
-90,032
Closed -$877K
AUS
150
DELISTED
Austerlitz Acquisition Corporation I
AUS
– –
-73,632
Closed -$717K
3 4 5
6
7

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q3 2022 Portfolio in Review

As of Q3 2022, OTA Financial Group held 155 positions worth $117M, down 44% from $209M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

OTA Financial Group withdrew a net $104M in Q3 2022, closing 50 positions and reducing 17 holdings. Its most notable exit was Sprott Physical Silver Trust, an estimated $10.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 6.6% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, OTA Financial Group opened a new position in Expand Energy Corp Class B Warrants worth $11.6M.

  • OTA Financial Group's largest Q3 2022 buy was Expand Energy Corp Class B Warrants: 146,213 shares worth $11.6M.
  • OTA Financial Group added most to Sprott Physical Gold in Q3 2022, an estimated $14.1M increase.
  • OTA Financial Group's biggest Q3 2022 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $125M.
  • OTA Financial Group fully exited Sprott Physical Silver Trust in Q3 2022, selling an estimated $10.1M.
  • OTA Financial Group's ten largest holdings make up 65% of its $117M portfolio in Q3 2022.
  • OTA Financial Group opened 62 new positions and closed 50 in Q3 2022.
  • OTA Financial Group's portfolio value fell 44% quarter-over-quarter to $117M.

Based on OTA Financial Group's 13F filing for Q3 2022, filed 17 Oct 2022.