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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+70.53%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$157M
AUM Growth
+$10.7M
Cap. Flow
-$4.32M
Cap. Flow %
-2.75%
Top 10 Hldgs %
76.17%
Holding
147
New
65
Increased
20
Reduced
12
Closed
50

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$34.1M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.82M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.86M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$1.57M
5
SAVE
Spirit Airlines, Inc.
SAVE
+$905K

Top Sells

Rank Stock Value
1
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$11M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$10.3M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$7.76M
4
PHYS icon
Sprott Physical Gold
PHYS
+$7.64M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$4M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Healthcare 2.42%
3 Technology 1.91%
4 Industrials 1.8%
5 Energy 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LHC
126
DELISTED
Leo Holdings Corp. II
LHC
– –
-30,608
Closed -$298K
INDIW
127
DELISTED
indie Semiconductor, Inc. Warrant
INDIW
– –
-80,573
Closed -$282K
SNRH
128
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
– –
-25,766
Closed -$250K
HCAR
129
DELISTED
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
– –
-31,729
Closed -$309K
HCIC
130
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
– –
-39,688
Closed -$386K
OSTR
131
DELISTED
Oyster Enterprises Acquisition Corp. Class A Common Stock
OSTR
– –
-21,429
Closed -$209K
HMCO
132
DELISTED
HumanCo Acquisition Corp. Class A Common Stock
HMCO
– –
-37,192
Closed -$363K
CRU
133
DELISTED
Crucible Acquisition Corporation
CRU
– –
-25,393
Closed -$247K
AUS
134
DELISTED
Austerlitz Acquisition Corporation I
AUS
– –
-36,993
Closed -$359K
CRHC
135
DELISTED
Cohn Robbins Holdings Corp.
CRHC
– –
-77,353
Closed -$760K
QNGY
136
DELISTED
Quanergy Systems, Inc.
QNGY
– –
-6,324
Closed -$1.27M
VYGG
137
DELISTED
Vy Global Growth
VYGG
– –
-50,354
Closed -$493K
PSTH
138
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-114,748
Closed -$2.26M
KWAC
139
DELISTED
Kingswood Acquisition Corp.
KWAC
– –
-20,008
Closed -$202K
CAS
140
DELISTED
Cascade Acquisition Corp.
CAS
– –
-22,691
Closed -$225K
ALAC
141
DELISTED
Alberton Acquisition Corp
ALAC
– –
-40,299
Closed -$471K
SCVX
142
DELISTED
SCVX Corp.
SCVX
– –
-55,235
Closed -$551K
BTAQ
143
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
– –
-100,747
Closed -$1.01M
YSAC
144
DELISTED
Yellowstone Acquisition Company
YSAC
– –
-159,899
Closed -$1.63M
TTP
145
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
– –
-14,662
Closed -$334K
STL
146
DELISTED
Sterling Bancorp
STL
– –
-10,524
Closed -$271K
NEE.PRO
147
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
– –
-114,007
Closed -$7.76M
2 3 4 5
6

Similar funds

AFG
Affinia Financial Group Burlington, Massachusetts $144M AUM 15.67% 1-Year Est. Return
KCMRT
Kemper Corp Master Retirement Trust Chicago, Illinois $141M AUM 3.25% 1-Year Est. Return
LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
BMS Financial Advisors Rapid City, South Dakota $153M AUM 14.47% 1-Year Est. Return
CWAG
Carlsbad Wealth Advisory Group Carlsbad, California $155M AUM
PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
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OTA Financial Group's Q1 2022 Portfolio in Review

As of Q1 2022, OTA Financial Group held 147 positions worth $157M, up 7.3% from $146M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

OTA Financial Group's Q1 2022 filing shows 65 new, 20 increased, 12 reduced and 50 closed positions. Its largest new stake was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 70,139 shares worth $1.84M. The largest sale was Expand Energy Corp Class A Warrants, an estimated $11M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Technology.

  • OTA Financial Group's largest Q1 2022 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 70,139 shares worth $1.84M.
  • OTA Financial Group added most to Occidental Petroleum Corp Warrants in Q1 2022, an estimated $34.1M increase.
  • OTA Financial Group's biggest Q1 2022 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $4M.
  • OTA Financial Group fully exited Expand Energy Corp Class A Warrants in Q1 2022, selling an estimated $11M.
  • OTA Financial Group's ten largest holdings make up 76% of its $157M portfolio in Q1 2022.
  • OTA Financial Group opened 65 new positions and closed 50 in Q1 2022.
  • OTA Financial Group's portfolio value rose 7.3% quarter-over-quarter to $157M.

Based on OTA Financial Group's 13F filing for Q1 2022, filed 19 Apr 2022.