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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
-1.18%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$83M
AUM Growth
-$7.21M
Cap. Flow
-$4.13M
Cap. Flow %
-4.98%
Top 10 Hldgs %
63.09%
Holding
141
New
46
Increased
11
Reduced
12
Closed
71

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$8.32M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$6.2M
3
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$5.1M
4
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$2.98M
5
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$1.76M

Top Sells

Rank Stock Value
1
WRI
Weingarten Realty Investors
WRI
+$4.72M
2
MTB icon
M&T Bank
MTB
+$3.69M
3
PAYO icon
Payoneer
PAYO
+$3.46M
4
VER
VEREIT, Inc.
VER
+$3.27M
5
MIR icon
Mirion Technologies
MIR
+$2.74M

Sector Composition

Rank Sector Weight
1 Financials 12.7%
2 Industrials 3.91%
3 Energy 3%
4 Technology 1.99%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAHC
126
DELISTED
CA Healthcare Acquisition Corp. Class A Common Stock
CAHC
– –
-21,691
Closed -$214K
SRNG
127
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
– –
-55,200
Closed -$549K
CENH
128
DELISTED
Centricus Acquisition Corp. Class A Ordinary Share
CENH
– –
-21,362
Closed -$211K
RMGB
129
DELISTED
RMG Acquisition Corp. II Class A Ordinary Shares
RMGB
– –
-26,800
Closed -$266K
SKLZ.WS
130
DELISTED
Skillz Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exe
SKLZ.WS
– –
-22,830
Closed -$232K
WRI
131
DELISTED
Weingarten Realty Investors
WRI
– –
-147,319
Closed -$4.72M
MIE
132
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
– –
-233,720
Closed -$951K
BPYU
133
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-38,673
Closed -$730K
OPENW
134
DELISTED
Opendoor Technologies Inc Warrants expiring 12/18/2025
OPENW
– –
-100,360
Closed -$653K
ALUS
135
DELISTED
Alussa Energy Acquisition Corp
ALUS
– –
-179,772
Closed -$1.78M
FCAC
136
DELISTED
Falcon Capital Acquisition Corp. Class A Common Stock
FCAC
– –
-35,475
Closed -$329K
VER
137
DELISTED
VEREIT, Inc.
VER
– –
-71,092
Closed -$3.27M
CVM.WS
138
PUT
DELISTED
Cel-Sci Corp Series S
CVM.WS
– –
-48,500
Closed -$420K
FBC
139
DELISTED
Flagstar Bancorp, Inc. New
FBC
– –
-18,904
Closed -$799K
CIT
140
DELISTED
CIT Group Inc.
CIT
– –
-12,876
Closed -$664K
GIG
141
DELISTED
GigCapital4, Inc. Common stock
GIG
– –
-133,934
Closed -$1.32M
2 3 4 5
6

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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q3 2021 Portfolio in Review

As of Q3 2021, OTA Financial Group held 141 positions worth $83M, down 8% from $90.2M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

OTA Financial Group withdrew a net $4.13M in Q3 2021, closing 71 positions and reducing 12 holdings. Its most notable exit was Weingarten Realty Investors, an estimated $4.72M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 26% a quarter earlier, followed by Industrials and Energy.

Against the trend, OTA Financial Group opened a new position in Expand Energy Corp Class B Warrants worth $3.52M.

  • OTA Financial Group's largest Q3 2021 buy was Expand Energy Corp Class B Warrants: 110,530 shares worth $3.52M.
  • OTA Financial Group added most to Vanguard Total Bond Market in Q3 2021, an estimated $8.32M increase.
  • OTA Financial Group's biggest Q3 2021 reduction was Riot Platforms, cutting an estimated $370K.
  • OTA Financial Group fully exited Weingarten Realty Investors in Q3 2021, selling an estimated $4.72M.
  • OTA Financial Group's ten largest holdings make up 63% of its $83M portfolio in Q3 2021.
  • OTA Financial Group opened 46 new positions and closed 71 in Q3 2021.
  • OTA Financial Group's portfolio value fell 8% quarter-over-quarter to $83M.

Based on OTA Financial Group's 13F filing for Q3 2021, filed 12 Oct 2021.