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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$105M
AUM Growth
+$105M
Cap. Flow
+$50.4M
Cap. Flow %
48.04%
Top 10 Hldgs %
63.34%
Holding
158
New
44
Increased
8
Reduced
11
Closed
95

Top Buys

Rank Stock Value
1
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
+$10.6M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$5.29M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$3.04M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$3.02M
5
UN
Unilever NV New York Registry Shares
UN
+$2.39M

Top Sells

Rank Stock Value
1
GM icon
General Motors
GM
+$5.9M
2
PHYS icon
Sprott Physical Gold
PHYS
+$5.33M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$1.07M
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$444K
5
AMOV
America Movil SAB de CV
AMOV
+$346K

Sector Composition

Rank Sector Weight
1 Energy 12.76%
2 Consumer Discretionary 3.89%
3 Communication Services 3.29%
4 Real Estate 1.96%
5 Healthcare 1.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNC
126
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
– –
-17,700
Closed -$211
GM.WS.B
127
DELISTED
General Motors Company
GM.WS.B
– –
-158,877
Closed -$3.67K
HIG.WS
128
DELISTED
Hartford Financial Services Grp
HIG.WS
– –
-15,331
Closed -$422
CIE
129
DELISTED
Cobalt International Energy, Inc
CIE
– –
-913
Closed -$225
NZH
130
DELISTED
Nuveen Calif Div
NZH
– –
-24,603
Closed -$280
NPI
131
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
– –
-32,350
Closed -$398
GM.WS.A
132
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-97,623
Closed -$3.04K
ARO
133
DELISTED
Aeropostale Inc
ARO
– –
-25,041
Closed -$227
NQU
134
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
– –
-25,175
Closed -$308
NQI
135
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
– –
-23,365
Closed -$282
NMA
136
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
– –
-26,568
Closed -$323
IO
137
DELISTED
ION Geophysical Corporation
IO
– –
-4,575
Closed -$226
NES
138
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
– –
-13,464
Closed -$226
MM
139
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
– –
-31,403
Closed -$228
GWRU
140
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
– –
-17,354
Closed -$2.22K
UTX.PRA
141
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
– –
-21,754
Closed -$1.42K
FST
142
DELISTED
FOREST OIL CORPORATION
FST
– –
-58,296
Closed -$210
FIO
143
DELISTED
FUSION-IO INC COM
FIO
– –
-25,028
Closed -$222
COLE
144
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
– –
-39,456
Closed -$553
PNG
145
DELISTED
PAA NATURAL GAS STORAGE, L.P. COM UNIT LTD PARTNERSHIP
PNG
– –
-27,505
Closed -$632
CMCSK
146
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
– –
-10,331
Closed -$515
DLLR
147
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
– –
-20,853
Closed -$238
EMD
148
DELISTED
Western Asset Emerging Markets
EMD
– –
-36,987
Closed -$437
MUS
149
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
– –
-23,615
Closed -$280
NID
150
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-24,784
Closed -$285
3 4 5
6
7

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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q1 2014 Portfolio in Review

As of Q1 2014, OTA Financial Group held 158 positions worth $105M, up 65,611% from $160K the previous quarter. Its ten largest holdings account for 63% of the portfolio.

OTA Financial Group deployed $50.4M of net new capital in Q1 2014, opening 44 new positions and adding to 8 existing holdings. Its largest new stake was iShares MSCI EAFE Growth ETF: 43,500 shares worth $3.09M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 7% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was General Motors, an estimated $5.9M trimmed.

  • OTA Financial Group's largest Q1 2014 buy was iShares MSCI EAFE Growth ETF: 43,500 shares worth $3.09M.
  • OTA Financial Group added most to GOODYEAR TIRE & RUBR CO PFD CONV (OH) in Q1 2014, an estimated $10.6M increase.
  • OTA Financial Group's biggest Q1 2014 reduction was General Motors, cutting an estimated $5.9M.
  • OTA Financial Group fully exited General Motors Company in Q1 2014, selling an estimated $3.67K.
  • OTA Financial Group's ten largest holdings make up 63% of its $105M portfolio in Q1 2014.
  • OTA Financial Group opened 44 new positions and closed 95 in Q1 2014.
  • OTA Financial Group's portfolio value rose 65,611% quarter-over-quarter to $105M.

Based on OTA Financial Group's 13F filing for Q1 2014, filed 30 Apr 2014.