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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+1.58%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$160K
AUM Growth
-$19K
Cap. Flow
+$54M
Cap. Flow %
33,879.32%
Top 10 Hldgs %
66.83%
Holding
162
New
91
Increased
10
Reduced
13
Closed
47

Top Buys

Rank Stock Value
1
GM icon
General Motors
GM
+$10.5M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$6.11M
3
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$5.04M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$3.95M
5
PSLV icon
Sprott Physical Silver Trust
PSLV
+$3.41M

Top Sells

Rank Stock Value
1
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$9.81M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.04M
3
WY icon
Weyerhaeuser
WY
+$1.66M
4
PHYS icon
Sprott Physical Gold
PHYS
+$538K
5
GM.WS.B
General Motors Company
GM.WS.B
+$174K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.97%
2 Energy 7%
3 Communication Services 1.14%
4 Real Estate 0.82%
5 Technology 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JFR icon
126
Nuveen Floating Rate Income Fund
JFR
$1.23B
– –
-26,631
Closed -$318
JPC icon
127
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
– –
-42,998
Closed -$373
JQC icon
128
Nuveen Credit Strategies Income Fund
JQC
$702M
– –
-164,459
Closed -$1.54K
MET icon
129
MetLife
MET
$62.7B
– –
-12,251
Closed -$512
MTB icon
130
M&T Bank
MTB
$36.6B
– –
-10,334
Closed -$1.16K
NVG icon
131
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
– –
-20,933
Closed -$265
NWSA icon
132
News Corp Class A
NWSA
$15.3B
– –
-14,344
Closed -$230
PBR icon
133
Petrobras
PBR
$116B
– –
-99,338
Closed -$1.54K
IMVP
134
Invesco India ETF
IMVP
$125M
– –
-68,316
Closed -$1.09K
SJNK icon
135
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
– –
-14,480
Closed -$442
SLV icon
136
iShares Silver Trust
SLV
$27.6B
– –
-175,956
Closed -$3.67K
TFI icon
137
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
– –
-6,226
Closed -$284
USIG icon
138
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
– –
-46,408
Closed -$2.49K
VALE icon
139
Vale
VALE
$62.6B
– –
-60,628
Closed -$946
VEA icon
140
Vanguard FTSE Developed Markets ETF
VEA
$225B
– –
-21,681
Closed -$858
FIF
141
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-18,783
Closed -$404
TFCF
142
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-13,596
Closed -$454
EEQ
143
DELISTED
Enbridge Energy Management Llc
EEQ
– –
-119,923
Closed -$2.19K
ACG
144
DELISTED
AllianceBernstein Income Fund Inc
ACG
– –
-250,471
Closed -$1.76K
NIO
145
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
– –
-37,721
Closed -$490
MTCN
146
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
– –
-14,683
Closed -$315
HCBK
147
DELISTED
HUDSON CITY BANCORP INC
HCBK
– –
-28,405
Closed -$257
KMR
148
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
– –
-11,687
Closed -$805
PSE
149
DELISTED
PIONEER SOUTHWEST ENERGY PARTNERS LP
PSE
– –
-27,760
Closed -$1.23K
GM.PRB
150
DELISTED
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
– –
-75,263
Closed -$3.77K
3 4 5
6
7

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LAM
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q4 2013 Portfolio in Review

As of Q4 2013, OTA Financial Group held 162 positions worth $160K, down 11% from $178K the previous quarter. Its ten largest holdings account for 67% of the portfolio.

OTA Financial Group deployed $54M of net new capital in Q4 2013, opening 91 new positions and adding to 10 existing holdings. Its largest new stake was General Motors: 279,000 shares worth $11.4K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8% of assets, up from 0% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), an estimated $9.81M trimmed.

  • OTA Financial Group's largest Q4 2013 buy was General Motors: 279,000 shares worth $11.4K.
  • OTA Financial Group added most to Royal Dutch Shell PLC ADS Class A in Q4 2013, an estimated $5.04M increase.
  • OTA Financial Group's biggest Q4 2013 reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), cutting an estimated $9.81M.
  • OTA Financial Group fully exited iShares MSCI Emerging Markets ETF in Q4 2013, selling an estimated $4.64K.
  • OTA Financial Group's ten largest holdings make up 67% of its $160K portfolio in Q4 2013.
  • OTA Financial Group opened 91 new positions and closed 47 in Q4 2013.
  • OTA Financial Group's portfolio value fell 11% quarter-over-quarter to $160K.

Based on OTA Financial Group's 13F filing for Q4 2013, filed 12 Feb 2014.