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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$100M
AUM Growth
-$16.2M
Cap. Flow
-$17.5M
Cap. Flow %
-17.42%
Top 10 Hldgs %
71.36%
Holding
138
New
33
Increased
18
Reduced
17
Closed
68

Top Buys

Rank Stock Value
1
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$6.44M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.46M
3
LBRDK icon
Liberty Broadband Class C
LBRDK
+$4.25M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$3.97M
5
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$3.52M

Top Sells

Rank Stock Value
1
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$11.6M
2
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$8.17M
3
PHYS icon
Sprott Physical Gold
PHYS
+$5.95M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$3.27M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$2.99M

Sector Composition

Rank Sector Weight
1 Communication Services 8.09%
2 Financials 4.89%
3 Technology 2.37%
4 Energy 1.08%
5 Industrials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXEEW
101
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
– –
-101,870
Closed -$8.17M
EXEEZ
102
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
– –
-146,213
Closed -$11.6M
GATE
103
DELISTED
Marblegate Acquisition Corp. Class A Common Stock
GATE
– –
-28,014
Closed -$279K
WINV
104
DELISTED
WinVest Acquisition Corp. Common Stock
WINV
– –
-20,459
Closed -$204K
CLOE
105
DELISTED
Clover Leaf Capital Corp. Class A Common Stock
CLOE
– –
-43,655
Closed -$451K
SEPA
106
DELISTED
SEP Acquisition Corp Class A Common Stock
SEPA
– –
-28,579
Closed -$284K
PUCK
107
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
– –
-21,608
Closed -$212K
CEM
108
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-33,999
Closed -$1.01M
PMGM
109
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
– –
-38,689
Closed -$386K
AVHI
110
DELISTED
Achari Ventures Holdings Corp I
AVHI
– –
-20,017
Closed -$201K
NSTB
111
DELISTED
Northern Star Investment Corp. II
NSTB
– –
-25,177
Closed -$248K
ELIQ
112
DELISTED
Electriq Power Holdings, Inc.
ELIQ
– –
-29,991
Closed -$295K
TBCP
113
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
– –
-35,886
Closed -$353K
BLNG
114
DELISTED
Belong Acquisition Corp. Class A Common Stock
BLNG
– –
-24,254
Closed -$239K
GRCY
115
DELISTED
Greencity Acquisition Corporation Ordinary Shares
GRCY
– –
-25,290
Closed -$267K
BRIV
116
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
– –
-23,587
Closed -$230K
HORI
117
DELISTED
Emerging Markets Horizon Corp. Class A Ordinary Shares
HORI
– –
-54,183
Closed -$541K
SRNE
118
CALL
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-1,098,400
Closed -$1.72M
DNZ
119
DELISTED
D and Z Media Acquisition Corp.
DNZ
– –
-32,409
Closed -$319K
CLAS
120
DELISTED
Class Acceleration Corp.
CLAS
– –
-24,431
Closed -$241K
MDH
121
DELISTED
MDH Acquisition Corp.
MDH
– –
-33,142
Closed -$326K
GACQ
122
DELISTED
Global Consumer Acquisition Corp. Common Stock
GACQ
– –
-63,567
Closed -$647K
DILA
123
DELISTED
DILA Capital Acquisition Corp. Class A Common Stock
DILA
– –
-38,920
Closed -$387K
PSAG
124
DELISTED
Property Solutions Acquisition Corporation II Class A Common Stock
PSAG
– –
-21,628
Closed -$212K
VELO
125
DELISTED
Velocity Acquisition Corp. Class A Common Stock
VELO
– –
-24,592
Closed -$241K
2 3 4
5
6

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LAM
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q4 2022 Portfolio in Review

As of Q4 2022, OTA Financial Group held 138 positions worth $100M, down 14% from $117M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

OTA Financial Group withdrew a net $17.5M in Q4 2022, closing 68 positions and reducing 17 holdings. Its most notable exit was Expand Energy Corp Class B Warrants, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 8.1% of assets, up from 5.3% a quarter earlier, followed by Financials and Technology.

Against the trend, OTA Financial Group opened a new position in iShares Core US Aggregate Bond ETF worth $4.47M.

  • OTA Financial Group's largest Q4 2022 buy was iShares Core US Aggregate Bond ETF: 46,069 shares worth $4.47M.
  • OTA Financial Group added most to BlackRock Technology and Private Equity Term Trust in Q4 2022, an estimated $6.44M increase.
  • OTA Financial Group's biggest Q4 2022 reduction was Sprott Physical Gold, cutting an estimated $5.95M.
  • OTA Financial Group fully exited Expand Energy Corp Class B Warrants in Q4 2022, selling an estimated $11.6M.
  • OTA Financial Group's ten largest holdings make up 71% of its $100M portfolio in Q4 2022.
  • OTA Financial Group opened 33 new positions and closed 68 in Q4 2022.
  • OTA Financial Group's portfolio value fell 14% quarter-over-quarter to $100M.

Based on OTA Financial Group's 13F filing for Q4 2022, filed 9 Feb 2023.