We are live on ! Find out more
OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+70.53%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$157M
AUM Growth
+$10.7M
Cap. Flow
-$4.32M
Cap. Flow %
-2.75%
Top 10 Hldgs %
76.17%
Holding
147
New
65
Increased
20
Reduced
12
Closed
50

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$34.1M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.82M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.86M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$1.57M
5
SAVE
Spirit Airlines, Inc.
SAVE
+$905K

Top Sells

Rank Stock Value
1
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$11M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$10.3M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$7.76M
4
PHYS icon
Sprott Physical Gold
PHYS
+$7.64M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$4M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Healthcare 2.42%
3 Technology 1.91%
4 Industrials 1.8%
5 Energy 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAVE icon
101
Dave Inc
DAVE
$4.74B
– –
-874
Closed -$286K
DFLI icon
102
Dragonfly Energy
DFLI
$15M
– –
-278
Closed -$248K
DSL
103
DoubleLine Income Solutions Fund
DSL
$1.22B
– –
-12,604
Closed -$203K
ETJ
104
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
– –
-20,996
Closed -$224K
FPF
105
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
– –
-16,697
Closed -$409K
NUV icon
106
Nuveen Municipal Value Fund
NUV
$1.92B
– –
-30,213
Closed -$313K
PHYS icon
107
Sprott Physical Gold
PHYS
$14.6B
– –
-532,340
Closed -$7.64M
PSLV icon
108
Sprott Physical Silver Trust
PSLV
$12B
– –
-1,285,091
Closed -$10.3M
RIOT icon
109
Riot Platforms
RIOT
$7.63B
– –
-109,900
Closed -$2.45M
SFIX
110
Stitch Fix
SFIX
$536M
– –
-10,954
Closed -$207K
SHYG icon
111
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
– –
-10,623
Closed -$481K
STNE icon
112
StoneCo
STNE
$2.77B
– –
-12,919
Closed -$217K
WBD icon
113
Warner Bros
WBD
$65.9B
– –
-11,994
Closed -$282K
YSG
114
Yatsen Holding
YSG
$322M
– –
-20,078
Closed -$215K
ZG icon
115
Zillow
ZG
$7.94B
– –
-16,547
Closed -$1.03M
SDST
116
Stardust Power Inc
SDST
$5.71M
– –
-2,170
Closed -$210K
EXEEW
117
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
– –
-275,678
Closed -$11M
EXEEL
118
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
– –
-41,263
Closed -$1.34M
EXEEZ
119
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
– –
-72,011
Closed -$2.58M
MSPR
120
DELISTED
MSP Recovery Inc
MSPR
– –
-5
Closed -$211K
BNIX
121
DELISTED
Bannix Acquisition Corp. Common Stock
BNIX
– –
-28,293
Closed -$277K
ASTSW
122
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
– –
-70,020
Closed -$203K
MVLA
123
DELISTED
Movella Holdings Inc. Common Stock
MVLA
– –
-39,089
Closed -$379K
NVTA
124
DELISTED
Invitae Corporation
NVTA
– –
-32,600
Closed -$497K
KVSA
125
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
– –
-21,022
Closed -$203K
2 3 4
5
6

Similar funds

AFG
Affinia Financial Group Burlington, Massachusetts $144M AUM 15.67% 1-Year Est. Return
KCMRT
Kemper Corp Master Retirement Trust Chicago, Illinois $141M AUM 3.25% 1-Year Est. Return
LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
BMS Financial Advisors Rapid City, South Dakota $153M AUM 14.47% 1-Year Est. Return
CWAG
Carlsbad Wealth Advisory Group Carlsbad, California $155M AUM
PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
Silverhawk Asset Management Scottsdale, Arizona $122M AUM 10.95% 1-Year Est. Return

OTA Financial Group's Q1 2022 Portfolio in Review

As of Q1 2022, OTA Financial Group held 147 positions worth $157M, up 7.3% from $146M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

OTA Financial Group's Q1 2022 filing shows 65 new, 20 increased, 12 reduced and 50 closed positions. Its largest new stake was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 70,139 shares worth $1.84M. The largest sale was Expand Energy Corp Class A Warrants, an estimated $11M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Technology.

  • OTA Financial Group's largest Q1 2022 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 70,139 shares worth $1.84M.
  • OTA Financial Group added most to Occidental Petroleum Corp Warrants in Q1 2022, an estimated $34.1M increase.
  • OTA Financial Group's biggest Q1 2022 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $4M.
  • OTA Financial Group fully exited Expand Energy Corp Class A Warrants in Q1 2022, selling an estimated $11M.
  • OTA Financial Group's ten largest holdings make up 76% of its $157M portfolio in Q1 2022.
  • OTA Financial Group opened 65 new positions and closed 50 in Q1 2022.
  • OTA Financial Group's portfolio value rose 7.3% quarter-over-quarter to $157M.

Based on OTA Financial Group's 13F filing for Q1 2022, filed 19 Apr 2022.