OFG

OTA Financial Group Portfolio holdings

AUM $137M
1-Year Return 16.01%
This Quarter Return
+2.15%
1 Year Return
+16.01%
3 Year Return
+311.1%
5 Year Return
+364.77%
10 Year Return
–
AUM
$140M
AUM Growth
+$57.4M
Cap. Flow
+$56.6M
Cap. Flow %
40.32%
Top 10 Hldgs %
67.33%
Holding
121
New
50
Increased
17
Reduced
9
Closed
39

Top Buys

1
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$32.3M
2
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$9.56M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$7.02M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$6.75M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$6.03M

Top Sells

1
BND icon
Vanguard Total Bond Market
BND
$11.3M
2
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$9.18M
3
IUSB icon
iShares Core Total USD Bond Market ETF
IUSB
$1.64M
4
GWB
Great Western Bancorp, Inc.
GWB
$1.55M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
$1.49M

Sector Composition

1 Financials 9.59%
2 Industrials 2.49%
3 Consumer Discretionary 2.39%
4 Technology 2%
5 Communication Services 1.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CLOE
101
DELISTED
Clover Leaf Capital Corp. Class A Common Stock
CLOE
– –
-31,415
Closed -$313K
LTRPA
102
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
– –
-99,772
Closed -$308K
SCPL
103
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
– –
-30,530
Closed -$631K
LFLY
104
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
– –
-1,491
Closed -$297K
PNTM
105
DELISTED
Pontem Corporation
PNTM
– –
-27,122
Closed -$263K
BSGA
106
DELISTED
Blue Safari Group Acquisition Corp. Class A Ordinary Share
BSGA
– –
-20,688
Closed -$204K
FPAC
107
DELISTED
Far Peak Acquisition Corporation
FPAC
– –
-45,600
Closed -$453K
GIW
108
DELISTED
GigInternational1, Inc. Common Stock
GIW
– –
-26,409
Closed -$260K
ESSC
109
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
– –
-27,901
Closed -$284K
GSAQ
110
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
– –
-30,872
Closed -$302K
GNOG
111
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
– –
-16,404
Closed -$284K
SV
112
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
– –
-117,678
Closed -$1.02M
DISCK
113
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-30,165
Closed -$732K
ISBC
114
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-24,580
Closed -$371K
GSKY
115
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
– –
-86,018
Closed -$961K
GWB
116
DELISTED
Great Western Bancorp, Inc.
GWB
– –
-47,311
Closed -$1.55M
AMTBB
117
DELISTED
Amerant Bancorp Inc. Class B Common Stock
AMTBB
– –
-15,434
Closed -$358K
TWNKW
118
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
– –
-450,947
Closed -$1.34M
VTA
119
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-21,161
Closed -$247K
LCIDW
120
DELISTED
Lucid Group, Inc. Warrant
LCIDW
– –
-38,437
Closed -$434K
CADE
121
DELISTED
Cadence Bancorporation
CADE
– –
-19,137
Closed -$420K
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