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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$146M
AUM Growth
+$63.3M
Cap. Flow
+$58.1M
Cap. Flow %
39.71%
Top 10 Hldgs %
66.35%
Holding
121
New
51
Increased
17
Reduced
9
Closed
39

Top Buys

Rank Stock Value
1
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$30.3M
2
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$9.15M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.04M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$6.3M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.08M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$11.3M
2
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$9.99M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$1.64M
4
GWB
Great Western Bancorp, Inc.
GWB
+$1.55M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.49M

Sector Composition

Rank Sector Weight
1 Financials 9.2%
2 Industrials 2.39%
3 Consumer Discretionary 2.29%
4 Technology 1.92%
5 Communication Services 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLOE
101
DELISTED
Clover Leaf Capital Corp. Class A Common Stock
CLOE
– –
-31,415
Closed -$313K
LTRPA
102
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
– –
-99,772
Closed -$308K
SCPL
103
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
– –
-30,530
Closed -$631K
LFLY
104
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
– –
-1,491
Closed -$297K
PNTM
105
DELISTED
Pontem Corporation
PNTM
– –
-27,122
Closed -$263K
BSGA
106
DELISTED
Blue Safari Group Acquisition Corp. Class A Ordinary Share
BSGA
– –
-20,688
Closed -$204K
FPAC
107
DELISTED
Far Peak Acquisition Corporation
FPAC
– –
-45,600
Closed -$453K
GIW
108
DELISTED
GigInternational1, Inc. Common Stock
GIW
– –
-26,409
Closed -$260K
ESSC
109
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
– –
-27,901
Closed -$284K
GSAQ
110
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
– –
-30,872
Closed -$302K
GNOG
111
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
– –
-16,404
Closed -$284K
SV
112
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
– –
-117,678
Closed -$1.02M
DISCK
113
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-30,165
Closed -$732K
ISBC
114
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-24,580
Closed -$371K
GSKY
115
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
– –
-86,018
Closed -$961K
GWB
116
DELISTED
Great Western Bancorp, Inc.
GWB
– –
-47,311
Closed -$1.55M
AMTBB
117
DELISTED
Amerant Bancorp Inc. Class B Common Stock
AMTBB
– –
-15,434
Closed -$358K
TWNKW
118
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
– –
-450,947
Closed -$1.34M
VTA
119
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-21,161
Closed -$247K
LCIDW
120
DELISTED
Lucid Group, Inc. Warrant
LCIDW
– –
-38,437
Closed -$434K
CADE
121
DELISTED
Cadence Bancorporation
CADE
– –
-19,137
Closed -$420K
1 2 3 4
5

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AFG
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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q4 2021 Portfolio in Review

As of Q4 2021, OTA Financial Group held 121 positions worth $146M, up 76% from $83M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

OTA Financial Group deployed $58.1M of net new capital in Q4 2021, opening 51 new positions and adding to 17 existing holdings. Its largest new stake was Avantor, Inc. Series A Mandatory Convertible Preferred Stock: 250,239 shares worth $32.3M.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, down from 13% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $11.3M trimmed.

  • OTA Financial Group's largest Q4 2021 buy was Avantor, Inc. Series A Mandatory Convertible Preferred Stock: 250,239 shares worth $32.3M.
  • OTA Financial Group added most to Expand Energy Corp Class A Warrants in Q4 2021, an estimated $9.15M increase.
  • OTA Financial Group's biggest Q4 2021 reduction was Vanguard Total Bond Market, cutting an estimated $11.3M.
  • OTA Financial Group fully exited iShares Core Universal USD Bond ETF in Q4 2021, selling an estimated $1.64M.
  • OTA Financial Group's ten largest holdings make up 66% of its $146M portfolio in Q4 2021.
  • OTA Financial Group opened 51 new positions and closed 39 in Q4 2021.
  • OTA Financial Group's portfolio value rose 76% quarter-over-quarter to $146M.

Based on OTA Financial Group's 13F filing for Q4 2021, filed 28 Jan 2022.