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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
-1.18%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$83M
AUM Growth
-$7.21M
Cap. Flow
-$4.13M
Cap. Flow %
-4.98%
Top 10 Hldgs %
63.09%
Holding
141
New
46
Increased
11
Reduced
12
Closed
71

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$8.32M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$6.2M
3
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$5.1M
4
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$2.98M
5
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$1.76M

Top Sells

Rank Stock Value
1
WRI
Weingarten Realty Investors
WRI
+$4.72M
2
MTB icon
M&T Bank
MTB
+$3.69M
3
PAYO icon
Payoneer
PAYO
+$3.46M
4
VER
VEREIT, Inc.
VER
+$3.27M
5
MIR icon
Mirion Technologies
MIR
+$2.74M

Sector Composition

Rank Sector Weight
1 Financials 12.7%
2 Industrials 3.91%
3 Energy 3%
4 Technology 1.99%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOLOW
101
DELISTED
Electrameccanica Vehicles Corp. Ltd. Warrants
SOLOW
– –
-98,443
Closed -$218K
ML
102
DELISTED
MoneyLion Inc.
ML
– –
-938
Closed -$279K
PEAR
103
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
– –
-24,931
Closed -$246K
MSAC
104
DELISTED
Medicus Sciences Acquisition Corp. Class A Ordinary Share
MSAC
– –
-21,728
Closed -$209K
ITQ
105
DELISTED
Itiquira Acquisition Corp. Class A Ordinary Shares
ITQ
– –
-23,125
Closed -$222K
SVFA
106
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
– –
-29,265
Closed -$289K
IGAC
107
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
– –
-44,507
Closed -$433K
AUS
108
DELISTED
Austerlitz Acquisition Corporation I
AUS
– –
-31,369
Closed -$311K
QNGY
109
DELISTED
Quanergy Systems, Inc.
QNGY
– –
-7,813
Closed -$1.55M
HAAC
110
DELISTED
Health Assurance Acquisition Corp. Class A Common Stock
HAAC
– –
-21,000
Closed -$210K
IPOF
111
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
– –
-81,100
Closed -$827K
WARR
112
DELISTED
Warrior Technologies Acquisition Company
WARR
– –
-26,482
Closed -$256K
ISLE
113
DELISTED
Isleworth Healthcare Acquisition Corporation Common stock
ISLE
– –
-26,750
Closed -$262K
XPOA
114
DELISTED
DPCM Capital, Inc.
XPOA
– –
-51,965
Closed -$513K
DSAC
115
DELISTED
Duddell Street Acquisition Corp. Class A Ordinary Shares
DSAC
– –
-23,323
Closed -$225K
HCCC
116
DELISTED
Healthcare Capital Corp. Class A common stock
HCCC
– –
-22,591
Closed -$218K
XLNX
117
DELISTED
Xilinx Inc
XLNX
– –
-10,560
Closed -$1.53M
DCRN
118
DELISTED
Decarbonization Plus Acquisition Corporation II Class A Common stock
DCRN
– –
-30,040
Closed -$296K
ATH
119
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
– –
-29,558
Closed -$2M
MACQ
120
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
– –
-23,634
Closed -$227K
YAC
121
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
– –
-36,227
Closed -$357K
SVOK
122
DELISTED
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
– –
-28,152
Closed -$278K
ZGYH
123
DELISTED
Yunhong International Class A Ordinary Shares
ZGYH
– –
-29,877
Closed -$303K
SWBK
124
DELISTED
Switchback II Corporation
SWBK
– –
-52,686
Closed -$521K
MAAC
125
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
– –
-21,384
Closed -$211K
2 3 4
5
6

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AFG
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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q3 2021 Portfolio in Review

As of Q3 2021, OTA Financial Group held 141 positions worth $83M, down 8% from $90.2M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

OTA Financial Group withdrew a net $4.13M in Q3 2021, closing 71 positions and reducing 12 holdings. Its most notable exit was Weingarten Realty Investors, an estimated $4.72M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 26% a quarter earlier, followed by Industrials and Energy.

Against the trend, OTA Financial Group opened a new position in Expand Energy Corp Class B Warrants worth $3.52M.

  • OTA Financial Group's largest Q3 2021 buy was Expand Energy Corp Class B Warrants: 110,530 shares worth $3.52M.
  • OTA Financial Group added most to Vanguard Total Bond Market in Q3 2021, an estimated $8.32M increase.
  • OTA Financial Group's biggest Q3 2021 reduction was Riot Platforms, cutting an estimated $370K.
  • OTA Financial Group fully exited Weingarten Realty Investors in Q3 2021, selling an estimated $4.72M.
  • OTA Financial Group's ten largest holdings make up 63% of its $83M portfolio in Q3 2021.
  • OTA Financial Group opened 46 new positions and closed 71 in Q3 2021.
  • OTA Financial Group's portfolio value fell 8% quarter-over-quarter to $83M.

Based on OTA Financial Group's 13F filing for Q3 2021, filed 12 Oct 2021.