We are live on ! Find out more
OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$141M
AUM Growth
+$65.9M
Cap. Flow
+$64.8M
Cap. Flow %
45.86%
Top 10 Hldgs %
58.93%
Holding
110
New
49
Increased
13
Reduced
13
Closed
35

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.7M
2
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$10.6M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$7.31M
4
DTV
DIRECTV COM STK (DE)
DTV
+$4.29M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$3.74M

Top Sells

Rank Stock Value
1
GM icon
General Motors
GM
+$3.86M
2
PHYS icon
Sprott Physical Gold
PHYS
+$3.78M
3
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$2.65M
4
T icon
AT&T
T
+$2.31M
5
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$2.13M

Sector Composition

Rank Sector Weight
1 Communication Services 4.89%
2 Energy 4.76%
3 Technology 4%
4 Healthcare 1.77%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXZ
101
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
– –
-15,119
Closed -$210K
OABC
102
DELISTED
OMNIAMERICAN BANCORP INC COM STK (TX)
OABC
– –
-25,500
Closed -$637K
BCF
103
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
– –
-43,599
Closed -$409K
KMP
104
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
– –
-32,296
Closed -$2.65M
FRX
105
DELISTED
FOREST LABORATORIES INC
FRX
– –
-10,183
Closed -$1.01M
COV
106
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
– –
-18,751
Closed -$1.69M
HAWK
107
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
– –
-43,989
Closed -$1.18M
1 2 3 4
5

Similar funds

AFG
Affinia Financial Group Burlington, Massachusetts $144M AUM 15.67% 1-Year Est. Return
KCMRT
Kemper Corp Master Retirement Trust Chicago, Illinois $141M AUM 3.25% 1-Year Est. Return
LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
BMS Financial Advisors Rapid City, South Dakota $153M AUM 14.47% 1-Year Est. Return
CWAG
Carlsbad Wealth Advisory Group Carlsbad, California $155M AUM
PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
Silverhawk Asset Management Scottsdale, Arizona $122M AUM 10.95% 1-Year Est. Return

OTA Financial Group's Q4 2014 Portfolio in Review

As of Q4 2014, OTA Financial Group held 110 positions worth $141M, up 87% from $75.4M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

OTA Financial Group deployed $64.8M of net new capital in Q4 2014, opening 49 new positions and adding to 13 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 73,200 shares worth $15M.

By sector, the portfolio is most concentrated in Communication Services at 4.9% of assets, down from 12% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Sprott Physical Gold, an estimated $3.78M trimmed.

  • OTA Financial Group's largest Q4 2014 buy was State Street SPDR S&P 500 ETF Trust: 73,200 shares worth $15M.
  • OTA Financial Group added most to NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL) in Q4 2014, an estimated $10.6M increase.
  • OTA Financial Group's biggest Q4 2014 reduction was Sprott Physical Gold, cutting an estimated $3.78M.
  • OTA Financial Group fully exited General Motors in Q4 2014, selling an estimated $3.86M.
  • OTA Financial Group's ten largest holdings make up 59% of its $141M portfolio in Q4 2014.
  • OTA Financial Group opened 49 new positions and closed 35 in Q4 2014.
  • OTA Financial Group's portfolio value rose 87% quarter-over-quarter to $141M.

Based on OTA Financial Group's 13F filing for Q4 2014, filed 12 Feb 2015.