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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$105M
AUM Growth
+$105M
Cap. Flow
+$50.4M
Cap. Flow %
48.04%
Top 10 Hldgs %
63.34%
Holding
158
New
44
Increased
8
Reduced
11
Closed
95

Top Buys

Rank Stock Value
1
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
+$10.6M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$5.29M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$3.04M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$3.02M
5
UN
Unilever NV New York Registry Shares
UN
+$2.39M

Top Sells

Rank Stock Value
1
GM icon
General Motors
GM
+$5.9M
2
PHYS icon
Sprott Physical Gold
PHYS
+$5.33M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$1.07M
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$444K
5
AMOV
America Movil SAB de CV
AMOV
+$346K

Sector Composition

Rank Sector Weight
1 Energy 12.76%
2 Consumer Discretionary 3.89%
3 Communication Services 3.29%
4 Real Estate 1.96%
5 Healthcare 1.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBR.A icon
101
Petrobras Class A
PBR.A
$104B
– –
-16,451
Closed -$241
PML
102
PIMCO Municipal Income Fund II
PML
$487M
– –
-45,803
Closed -$488
PMO
103
Franklin Municipal Opportunities Trust
PMO
$282M
– –
-19,354
Closed -$207
PSLV icon
104
Sprott Physical Silver Trust
PSLV
$11.7B
– –
-412,776
Closed -$3.12K
RVT icon
105
Royce Value Trust
RVT
$2.22B
– –
-15,104
Closed -$241
SPXX icon
106
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
– –
-23,404
Closed -$330
USA icon
107
Liberty All-Star Equity Fund
USA
$1.79B
– –
-54,180
Closed -$323
VGM icon
108
Invesco Trust Investment Grade Municipals
VGM
$552M
– –
-23,560
Closed -$286
VHC icon
109
VirnetX Holding Corp
VHC
$54.4M
– –
-548
Closed -$212
VKI icon
110
Invesco Advantage Municipal Income Trust II
VKI
$398M
– –
-26,871
Closed -$282
VKQ icon
111
Invesco Municipal Trust
VKQ
$541M
– –
-24,382
Closed -$282
VMO icon
112
Invesco Municipal Opportunity Trust
VMO
$653M
– –
-24,261
Closed -$284
VVR icon
113
Invesco Senior Income Trust
VVR
$454M
– –
-254,700
Closed -$1.28K
VWO icon
114
Vanguard FTSE Emerging Markets ETF
VWO
$119B
– –
-37,778
Closed -$1.55K
CTR
115
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
– –
-3,285
Closed -$362
CEM
116
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-15,221
Closed -$2.07K
JPS
117
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-41,053
Closed -$334
EXD
118
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
– –
-16,119
Closed -$228
MYJ
119
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
– –
-16,780
Closed -$229
NUAN
120
DELISTED
Nuance Communications, Inc.
NUAN
– –
-16,575
Closed -$218
PCI
121
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-57,134
Closed -$1.28K
LEAF
122
DELISTED
Leaf Group Ltd.
LEAF
– –
-19,200
Closed -$219
AT
123
DELISTED
Atlantic Power Corporation
AT
– –
-67,598
Closed -$235
NMY
124
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
– –
-23,259
Closed -$277
FRAN
125
DELISTED
Francesca's Holdings Corporation
FRAN
– –
-1,006
Closed -$222
3 4
5
6 7

Similar funds

AFG
Affinia Financial Group Burlington, Massachusetts $144M AUM 15.67% 1-Year Est. Return
KCMRT
Kemper Corp Master Retirement Trust Chicago, Illinois $141M AUM 3.25% 1-Year Est. Return
LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
BMS Financial Advisors Rapid City, South Dakota $153M AUM 14.47% 1-Year Est. Return
CWAG
Carlsbad Wealth Advisory Group Carlsbad, California $155M AUM
PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
Silverhawk Asset Management Scottsdale, Arizona $122M AUM 10.95% 1-Year Est. Return

OTA Financial Group's Q1 2014 Portfolio in Review

As of Q1 2014, OTA Financial Group held 158 positions worth $105M, up 65,611% from $160K the previous quarter. Its ten largest holdings account for 63% of the portfolio.

OTA Financial Group deployed $50.4M of net new capital in Q1 2014, opening 44 new positions and adding to 8 existing holdings. Its largest new stake was iShares MSCI EAFE Growth ETF: 43,500 shares worth $3.09M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 7% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was General Motors, an estimated $5.9M trimmed.

  • OTA Financial Group's largest Q1 2014 buy was iShares MSCI EAFE Growth ETF: 43,500 shares worth $3.09M.
  • OTA Financial Group added most to GOODYEAR TIRE & RUBR CO PFD CONV (OH) in Q1 2014, an estimated $10.6M increase.
  • OTA Financial Group's biggest Q1 2014 reduction was General Motors, cutting an estimated $5.9M.
  • OTA Financial Group fully exited General Motors Company in Q1 2014, selling an estimated $3.67K.
  • OTA Financial Group's ten largest holdings make up 63% of its $105M portfolio in Q1 2014.
  • OTA Financial Group opened 44 new positions and closed 95 in Q1 2014.
  • OTA Financial Group's portfolio value rose 65,611% quarter-over-quarter to $105M.

Based on OTA Financial Group's 13F filing for Q1 2014, filed 30 Apr 2014.