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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+1.58%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$160K
AUM Growth
-$19K
Cap. Flow
+$54M
Cap. Flow %
33,879.32%
Top 10 Hldgs %
66.83%
Holding
162
New
91
Increased
10
Reduced
13
Closed
47

Top Buys

Rank Stock Value
1
GM icon
General Motors
GM
+$10.5M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$6.11M
3
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$5.04M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$3.95M
5
PSLV icon
Sprott Physical Silver Trust
PSLV
+$3.41M

Top Sells

Rank Stock Value
1
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$9.81M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.04M
3
WY icon
Weyerhaeuser
WY
+$1.66M
4
PHYS icon
Sprott Physical Gold
PHYS
+$538K
5
GM.WS.B
General Motors Company
GM.WS.B
+$174K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.97%
2 Energy 7%
3 Communication Services 1.14%
4 Real Estate 0.82%
5 Technology 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPCH icon
101
Option Care Health
OPCH
$3.53B
$218 0.14%
+7,393
New +$209K
NUAN
102
DELISTED
Nuance Communications, Inc.
NUAN
$218 0.14%
+16,575
New +$228K
AEO icon
103
American Eagle Outfitters
AEO
$3.04B
$217 0.14%
+15,125
New +$224K
CRUS icon
104
Cirrus Logic
CRUS
$6.87B
$216 0.14%
+10,618
New +$229K
HK
105
DELISTED
Halcon Resources Corporation
HK
$216 0.14%
+326
New +$253K
CBB
106
DELISTED
Cincinnati Bell Inc.
CBB
$215 0.13%
+12,105
New +$189K
RKUS
107
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
$215 0.13%
+15,141
New +$223K
VHC icon
108
VirnetX Holding Corp
VHC
$54.4M
$212 0.13%
+548
New +$218K
NNC
109
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$211 0.13%
+17,700
New +$213K
FST
110
DELISTED
FOREST OIL CORPORATION
FST
$210 0.13%
+58,296
New +$264K
MIY icon
111
BlackRock MuniYield Michigan Quality Fund
MIY
$351M
$209 0.13%
+16,780
New +$209K
PMO
112
Franklin Municipal Opportunities Trust
PMO
$282M
$207 0.13%
+19,354
New +$209K
BAC icon
113
Bank of America
BAC
$439B
– –
-19,301
Closed -$266
BBN icon
114
BlackRock Taxable Municipal Bond Trust
BBN
$978M
– –
-18,202
Closed -$342
CHY
115
Calamos Convertible and High Income Fund
CHY
$1B
– –
-16,650
Closed -$208
CLF icon
116
Cleveland-Cliffs
CLF
$6.84B
– –
-46,199
Closed -$947
EEM icon
117
iShares MSCI Emerging Markets ETF
EEM
$28B
– –
-113,733
Closed -$4.64K
EFT
118
Eaton Vance Floating-Rate Income Trust
EFT
$284M
– –
-20,113
Closed -$313
EOS
119
Eaton Vance Enhance Equity Income Fund II
EOS
$1.12B
– –
-34,448
Closed -$404
FXB icon
120
Invesco CurrencyShares British Pound Sterling Trust
FXB
$76.7M
– –
-11,013
Closed -$1.76K
GWX icon
121
State Street SPDR S&P International Small Cap ETF
GWX
$851M
– –
-10,585
Closed -$346
HIG icon
122
Hartford Financial Services
HIG
$39.3B
– –
-23,950
Closed -$745
HTD
123
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$920M
– –
-12,408
Closed -$215
HYD icon
124
VanEck High Yield Muni ETF
HYD
$4.45B
– –
-11,750
Closed -$686
IGD
125
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$510M
– –
-130,993
Closed -$1.18K
3 4
5
6 7

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q4 2013 Portfolio in Review

As of Q4 2013, OTA Financial Group held 162 positions worth $160K, down 11% from $178K the previous quarter. Its ten largest holdings account for 67% of the portfolio.

OTA Financial Group deployed $54M of net new capital in Q4 2013, opening 91 new positions and adding to 10 existing holdings. Its largest new stake was General Motors: 279,000 shares worth $11.4K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8% of assets, up from 0% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), an estimated $9.81M trimmed.

  • OTA Financial Group's largest Q4 2013 buy was General Motors: 279,000 shares worth $11.4K.
  • OTA Financial Group added most to Royal Dutch Shell PLC ADS Class A in Q4 2013, an estimated $5.04M increase.
  • OTA Financial Group's biggest Q4 2013 reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), cutting an estimated $9.81M.
  • OTA Financial Group fully exited iShares MSCI Emerging Markets ETF in Q4 2013, selling an estimated $4.64K.
  • OTA Financial Group's ten largest holdings make up 67% of its $160K portfolio in Q4 2013.
  • OTA Financial Group opened 91 new positions and closed 47 in Q4 2013.
  • OTA Financial Group's portfolio value fell 11% quarter-over-quarter to $160K.

Based on OTA Financial Group's 13F filing for Q4 2013, filed 12 Feb 2014.