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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$117M
AUM Growth
-$92.3M
Cap. Flow
-$104M
Cap. Flow %
-89.64%
Top 10 Hldgs %
65.26%
Holding
155
New
62
Increased
25
Reduced
17
Closed
50

Top Buys

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$14.1M
2
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$10.8M
3
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$7.94M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.39M
5
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$3.13M

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$125M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$10.1M
3
BND icon
Vanguard Total Bond Market
BND
+$6.93M
4
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$4.34M
5
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$2.47M

Sector Composition

Rank Sector Weight
1 Financials 9.63%
2 Communication Services 5.34%
3 Healthcare 2.28%
4 Technology 1.53%
5 Industrials 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXG icon
76
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$271K 0.23%
37,400
-9,262
-20% -$77.1K
GRCY
77
DELISTED
Greencity Acquisition Corporation Ordinary Shares
GRCY
$267K 0.23%
25,290
-308
-1% -$3.25K
BGH
78
Barings Global Short Duration High Yield Fund
BGH
$282M
$264K 0.23%
21,608
+4,834
+29% +$64.9K
BNIX
79
DELISTED
Bannix Acquisition Corp. Common Stock
BNIX
$261K 0.22%
26,196
+5,559
+27% +$55.6K
AILE
80
DELISTED
iLearningEngines, Inc. Common Stock
AILE
$253K 0.22%
+25,864
New +$254K
NSTB
81
DELISTED
Northern Star Investment Corp. II
NSTB
$248K 0.21%
25,177
+2,108
+9% +$20.8K
UAA icon
82
Under Armour
UAA
$2.84B
$244K 0.21%
+36,714
New +$321K
CLAS
83
DELISTED
Class Acceleration Corp.
CLAS
$241K 0.21%
24,431
-2,998
-11% -$29.6K
VELO
84
DELISTED
Velocity Acquisition Corp. Class A Common Stock
VELO
$241K 0.21%
+24,592
New +$242K
BLNG
85
DELISTED
Belong Acquisition Corp. Class A Common Stock
BLNG
$239K 0.21%
+24,254
New +$239K
UHG
86
DELISTED
United Homes Group
UHG
$235K 0.2%
+23,863
New +$235K
CII icon
87
BlackRock Enhanced Captial and Income Fund
CII
$988M
$233K 0.2%
+14,199
New +$266K
ACAH
88
DELISTED
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
$232K 0.2%
+23,664
New +$232K
BRIV
89
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
$230K 0.2%
+23,587
New +$231K
DIAX
90
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$229K 0.2%
+17,026
New +$264K
WTMA
91
DELISTED
Welsbach Technology Metals Acquisition Corp. Common Stock
WTMA
$227K 0.19%
+22,777
New +$227K
HYT icon
92
BlackRock Corporate High Yield Fund
HYT
$1.36B
$226K 0.19%
+26,494
New +$254K
SBII
93
DELISTED
Sandbridge X2 Corp.
SBII
$225K 0.19%
+22,938
New +$225K
LGV
94
DELISTED
Longview Acquisition Corp. II
LGV
$223K 0.19%
22,770
-4,949
-18% -$48.6K
EFT
95
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$222K 0.19%
+19,557
New +$236K
NVG icon
96
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$221K 0.19%
+18,952
New +$258K
TDF
97
Templeton Dragon Fund
TDF
$270M
$216K 0.19%
+23,224
New +$271K
BGT icon
98
BlackRock Floating Rate Income Trust
BGT
$323M
$215K 0.18%
+19,801
New +$227K
CLRM
99
DELISTED
Clarim Acquisition Corp. Class A Common Stock
CLRM
$215K 0.18%
+21,772
New +$215K
BFK
100
DELISTED
BlackRock Municipal Income Trust
BFK
$213K 0.18%
22,430
-81,551
-78% -$880K
2 3
4
5 6

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AFG
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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
BMS Financial Advisors Rapid City, South Dakota $153M AUM 14.47% 1-Year Est. Return
CWAG
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PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
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SAM
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OTA Financial Group's Q3 2022 Portfolio in Review

As of Q3 2022, OTA Financial Group held 155 positions worth $117M, down 44% from $209M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

OTA Financial Group withdrew a net $104M in Q3 2022, closing 50 positions and reducing 17 holdings. Its most notable exit was Sprott Physical Silver Trust, an estimated $10.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 6.6% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, OTA Financial Group opened a new position in Expand Energy Corp Class B Warrants worth $11.6M.

  • OTA Financial Group's largest Q3 2022 buy was Expand Energy Corp Class B Warrants: 146,213 shares worth $11.6M.
  • OTA Financial Group added most to Sprott Physical Gold in Q3 2022, an estimated $14.1M increase.
  • OTA Financial Group's biggest Q3 2022 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $125M.
  • OTA Financial Group fully exited Sprott Physical Silver Trust in Q3 2022, selling an estimated $10.1M.
  • OTA Financial Group's ten largest holdings make up 65% of its $117M portfolio in Q3 2022.
  • OTA Financial Group opened 62 new positions and closed 50 in Q3 2022.
  • OTA Financial Group's portfolio value fell 44% quarter-over-quarter to $117M.

Based on OTA Financial Group's 13F filing for Q3 2022, filed 17 Oct 2022.