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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+70.53%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$157M
AUM Growth
+$10.7M
Cap. Flow
-$4.32M
Cap. Flow %
-2.75%
Top 10 Hldgs %
76.17%
Holding
147
New
65
Increased
20
Reduced
12
Closed
50

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$34.1M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.82M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.86M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$1.57M
5
SAVE
Spirit Airlines, Inc.
SAVE
+$905K

Top Sells

Rank Stock Value
1
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$11M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$10.3M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$7.76M
4
PHYS icon
Sprott Physical Gold
PHYS
+$7.64M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$4M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Healthcare 2.42%
3 Technology 1.91%
4 Industrials 1.8%
5 Energy 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADOC
76
DELISTED
Edoc Acquisition Corp. Class A Ordinary Share
ADOC
$261K 0.17%
+25,760
New +$263K
LJAQ
77
DELISTED
LightJump Acquisition Corporation Common Stock
LJAQ
$261K 0.17%
+26,318
New +$260K
QTI
78
QT Imaging Holdings
QTI
$36.2M
$260K 0.17%
+26,118
New +$259K
NSTB
79
DELISTED
Northern Star Investment Corp. II
NSTB
$260K 0.17%
26,682
-26,593
-50% -$259K
KIO
80
KKR Income Opportunities Fund
KIO
$451M
$251K 0.16%
+17,448
New +$267K
AWP
81
abrdn Global Premier Properties Fund
AWP
$369M
$250K 0.16%
12,980
+973
+8% +$18.2K
IMAQ
82
DELISTED
International Media Acquisition Corp. Class A Common Stock
IMAQ
$247K 0.16%
25,024
+1,536
+7% +$15.2K
ETY icon
83
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.32B
$244K 0.16%
+17,483
New +$244K
ACAQ
84
DELISTED
Athena Consumer Acquisition Corp.
ACAQ
$240K 0.15%
+24,120
New +$240K
BMAQ
85
DELISTED
Blockchain Moon Acquisition Corp. Common Stock
BMAQ
$233K 0.15%
+23,672
New +$232K
FINM
86
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
$233K 0.15%
+23,794
New +$232K
ETAC
87
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$229K 0.15%
+23,214
New +$229K
BLW icon
88
BlackRock Limited Duration Income Trust
BLW
$490M
$228K 0.15%
+15,954
New +$237K
ONMD icon
89
OneMedNet
ONMD
$43.2M
$226K 0.14%
+22,252
New +$225K
CLAS
90
DELISTED
Class Acceleration Corp.
CLAS
$226K 0.14%
+23,132
New +$226K
HPX
91
DELISTED
HPX Corp.
HPX
$224K 0.14%
+22,671
New +$224K
GSD
92
DELISTED
Global Systems Dynamics Inc. Class A Common Stock
GSD
$223K 0.14%
+22,244
New +$222K
GWII
93
DELISTED
Good Works II Acquisition Corp. Common Stock
GWII
$222K 0.14%
+22,608
New +$222K
PMGM
94
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
$218K 0.14%
+22,059
New +$217K
ASTS icon
95
AST SpaceMobile
ASTS
$19B
$213K 0.14%
+21,400
New +$157K
HORI
96
DELISTED
Emerging Markets Horizon Corp. Class A Ordinary Shares
HORI
$205K 0.13%
+20,844
New +$205K
IGD
97
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$516M
$202K 0.13%
+34,600
New +$205K
BIT icon
98
BlackRock Multi-Sector Income Trust
BIT
$698M
– –
-12,030
Closed -$218K
BND icon
99
Vanguard Total Bond Market
BND
$157B
– –
-26,532
Closed -$2.25M
CEF icon
100
Sprott Physical Gold and Silver Trust
CEF
$7.42B
– –
-85,467
Closed -$1.52M
2 3
4
5 6

Similar funds

AFG
Affinia Financial Group Burlington, Massachusetts $144M AUM 15.67% 1-Year Est. Return
KCMRT
Kemper Corp Master Retirement Trust Chicago, Illinois $141M AUM 3.25% 1-Year Est. Return
LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
BMS Financial Advisors Rapid City, South Dakota $153M AUM 14.47% 1-Year Est. Return
CWAG
Carlsbad Wealth Advisory Group Carlsbad, California $155M AUM
PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
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OTA Financial Group's Q1 2022 Portfolio in Review

As of Q1 2022, OTA Financial Group held 147 positions worth $157M, up 7.3% from $146M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

OTA Financial Group's Q1 2022 filing shows 65 new, 20 increased, 12 reduced and 50 closed positions. Its largest new stake was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 70,139 shares worth $1.84M. The largest sale was Expand Energy Corp Class A Warrants, an estimated $11M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Technology.

  • OTA Financial Group's largest Q1 2022 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 70,139 shares worth $1.84M.
  • OTA Financial Group added most to Occidental Petroleum Corp Warrants in Q1 2022, an estimated $34.1M increase.
  • OTA Financial Group's biggest Q1 2022 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $4M.
  • OTA Financial Group fully exited Expand Energy Corp Class A Warrants in Q1 2022, selling an estimated $11M.
  • OTA Financial Group's ten largest holdings make up 76% of its $157M portfolio in Q1 2022.
  • OTA Financial Group opened 65 new positions and closed 50 in Q1 2022.
  • OTA Financial Group's portfolio value rose 7.3% quarter-over-quarter to $157M.

Based on OTA Financial Group's 13F filing for Q1 2022, filed 19 Apr 2022.