OFG

OTA Financial Group Portfolio holdings

AUM $137M
1-Year Return 16.01%
This Quarter Return
+2.15%
1 Year Return
+16.01%
3 Year Return
+311.1%
5 Year Return
+364.77%
10 Year Return
–
AUM
$140M
AUM Growth
+$57.4M
Cap. Flow
+$56.6M
Cap. Flow %
40.32%
Top 10 Hldgs %
67.33%
Holding
121
New
50
Increased
17
Reduced
9
Closed
39

Top Buys

1
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$32.3M
2
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$9.56M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$7.02M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$6.75M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$6.03M

Top Sells

1
BND icon
Vanguard Total Bond Market
BND
$11.3M
2
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$9.18M
3
IUSB icon
iShares Core Total USD Bond Market ETF
IUSB
$1.64M
4
GWB
Great Western Bancorp, Inc.
GWB
$1.55M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
$1.49M

Sector Composition

1 Financials 9.59%
2 Industrials 2.49%
3 Consumer Discretionary 2.39%
4 Technology 2%
5 Communication Services 1.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SFIX icon
76
Stitch Fix
SFIX
$728M
$207K 0.14%
+10,954
New +$207K
DTRT
77
DELISTED
DTRT Health Acquisition Corp. Class A Common Stock
DTRT
$206K 0.14%
+20,754
New +$206K
DSL
78
DoubleLine Income Solutions Fund
DSL
$1.43B
$203K 0.14%
+12,604
New +$203K
ASTSW
79
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
$203K 0.14%
70,020
-89,472
-56% -$259K
KVSA
80
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$203K 0.14%
+21,022
New +$203K
KWAC
81
DELISTED
Kingswood Acquisition Corp.
KWAC
$202K 0.14%
+20,008
New +$202K
ADX icon
82
Adams Diversified Equity Fund
ADX
$2.62B
– –
-15,624
Closed -$309K
CII icon
83
BlackRock Enhanced Captial and Income Fund
CII
$947M
– –
-10,075
Closed -$203K
CWEN.A icon
84
Clearway Energy Class A
CWEN.A
$3.17B
– –
-31,204
Closed -$879K
MYSEW
85
Myseum, Inc. Series A Warrant
MYSEW
– –
-23,971
Closed -$206K
EFT
86
Eaton Vance Floating-Rate Income Trust
EFT
$320M
– –
-15,009
Closed -$218K
EXG icon
87
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.74B
– –
-28,658
Closed -$286K
FOX icon
88
Fox Class B
FOX
$24.5B
– –
-15,928
Closed -$591K
GBTG icon
89
American Express Global Business Travel
GBTG
$3.88B
– –
-20,515
Closed -$200K
HOLO icon
90
MicroCloud Hologram
HOLO
$64.7M
– –
-5
Closed -$415K
IUSB icon
91
iShares Core Total USD Bond Market ETF
IUSB
$34B
– –
-30,861
Closed -$1.64M
PCTTW
92
PureCycle Technologies, Inc. Warrant
PCTTW
$750M
– –
-59,914
Closed -$307K
PFL
93
PIMCO Income Strategy Fund
PFL
$383M
– –
-39,032
Closed -$453K
PFN
94
PIMCO Income Strategy Fund II
PFN
$710M
– –
-21,557
Closed -$218K
PMO
95
Putnam Municipal Opportunities Trust
PMO
$277M
– –
-14,638
Closed -$200K
RA
96
Brookfield Real Assets Income Fund
RA
$745M
– –
-10,276
Closed -$214K
SCHZ icon
97
Schwab US Aggregate Bond ETF
SCHZ
$8.85B
– –
-54,918
Closed -$1.49M
SPXX icon
98
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$326M
– –
-11,775
Closed -$201K
THRY icon
99
Thryv Holdings
THRY
$547M
– –
0
– –
DM
100
DELISTED
Desktop Metal, Inc.
DM
– –
-7,559
Closed -$541K
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