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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
-1.18%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$83M
AUM Growth
-$7.21M
Cap. Flow
-$4.13M
Cap. Flow %
-4.98%
Top 10 Hldgs %
63.09%
Holding
141
New
46
Increased
11
Reduced
12
Closed
71

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$8.32M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$6.2M
3
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$5.1M
4
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$2.98M
5
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$1.76M

Top Sells

Rank Stock Value
1
WRI
Weingarten Realty Investors
WRI
+$4.72M
2
MTB icon
M&T Bank
MTB
+$3.69M
3
PAYO icon
Payoneer
PAYO
+$3.46M
4
VER
VEREIT, Inc.
VER
+$3.27M
5
MIR icon
Mirion Technologies
MIR
+$2.74M

Sector Composition

Rank Sector Weight
1 Financials 12.7%
2 Industrials 3.91%
3 Energy 3%
4 Technology 1.99%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWEN icon
76
Clearway Energy Class C
CWEN
$4.94B
– –
-25,972
Closed -$687K
EEM icon
77
iShares MSCI Emerging Markets ETF
EEM
$28.8B
– –
-11,992
Closed -$661K
ETV
78
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
– –
-13,281
Closed -$216K
ISD
79
PGIM High Yield Bond Fund
ISD
$415M
– –
-14,176
Closed -$230K
LOCL icon
80
Local Bounti
LOCL
$22.8M
– –
-1,665
Closed -$213K
MIR icon
81
Mirion Technologies
MIR
$3.73B
– –
-263,300
Closed -$2.74M
MTB icon
82
M&T Bank
MTB
$35.7B
– –
-25,405
Closed -$3.69M
ONB icon
83
Old National Bancorp
ONB
$10.2B
– –
-19,531
Closed -$343K
PAYO icon
84
Payoneer
PAYO
$2.42B
– –
-334,100
Closed -$3.46M
RBOT
85
DELISTED
Vicarious Surgical
RBOT
– –
-1,070
Closed -$320K
RKLB icon
86
Rocket Lab Corp
RKLB
$40.6B
– –
-32,500
Closed -$353K
SLV icon
87
iShares Silver Trust
SLV
$28B
– –
-23,050
Closed -$558K
SST icon
88
System1
SST
$14.3M
– –
-9,596
Closed -$949K
THW
89
abrdn World Healthcare Fund
THW
$536M
– –
-17,675
Closed -$290K
TMC icon
90
TMC The Metals Company
TMC
$1.54B
– –
-34,284
Closed -$341K
VCIT icon
91
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
– –
-20,859
Closed -$1.98M
CTV
92
DELISTED
Innovid Corp.
CTV
– –
-73,331
Closed -$725K
CVII
93
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
– –
-31,161
Closed -$303K
BHIL
94
DELISTED
Benson Hill, Inc.
BHIL
– –
-662
Closed -$229K
PUCK
95
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
– –
-21,088
Closed -$203K
PMGM
96
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
– –
-24,139
Closed -$235K
ALTU
97
DELISTED
Altitude Acquisition Corp
ALTU
– –
-39,468
Closed -$386K
MCOM
98
DELISTED
micromobility.com Inc. Class A Common stock
MCOM
– –
-16
Closed -$1.23M
CCV
99
DELISTED
Churchill Capital Corp V
CCV
– –
-25,200
Closed -$253K
AGAC
100
DELISTED
African Gold Acquisition Corp
AGAC
– –
-22,790
Closed -$219K
2 3
4
5 6

Similar funds

AFG
Affinia Financial Group Burlington, Massachusetts $144M AUM 15.67% 1-Year Est. Return
KCMRT
Kemper Corp Master Retirement Trust Chicago, Illinois $141M AUM 3.25% 1-Year Est. Return
LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
BMS Financial Advisors Rapid City, South Dakota $153M AUM 14.47% 1-Year Est. Return
CWAG
Carlsbad Wealth Advisory Group Carlsbad, California $155M AUM
PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
Silverhawk Asset Management Scottsdale, Arizona $122M AUM 10.95% 1-Year Est. Return

OTA Financial Group's Q3 2021 Portfolio in Review

As of Q3 2021, OTA Financial Group held 141 positions worth $83M, down 8% from $90.2M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

OTA Financial Group withdrew a net $4.13M in Q3 2021, closing 71 positions and reducing 12 holdings. Its most notable exit was Weingarten Realty Investors, an estimated $4.72M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 26% a quarter earlier, followed by Industrials and Energy.

Against the trend, OTA Financial Group opened a new position in Expand Energy Corp Class B Warrants worth $3.52M.

  • OTA Financial Group's largest Q3 2021 buy was Expand Energy Corp Class B Warrants: 110,530 shares worth $3.52M.
  • OTA Financial Group added most to Vanguard Total Bond Market in Q3 2021, an estimated $8.32M increase.
  • OTA Financial Group's biggest Q3 2021 reduction was Riot Platforms, cutting an estimated $370K.
  • OTA Financial Group fully exited Weingarten Realty Investors in Q3 2021, selling an estimated $4.72M.
  • OTA Financial Group's ten largest holdings make up 63% of its $83M portfolio in Q3 2021.
  • OTA Financial Group opened 46 new positions and closed 71 in Q3 2021.
  • OTA Financial Group's portfolio value fell 8% quarter-over-quarter to $83M.

Based on OTA Financial Group's 13F filing for Q3 2021, filed 12 Oct 2021.