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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+24.16%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$151M
AUM Growth
+$43.4M
Cap. Flow
+$29.8M
Cap. Flow %
19.72%
Top 10 Hldgs %
70.81%
Holding
97
New
34
Increased
15
Reduced
9
Closed
39

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$26.5M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.52M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$5.47M
5
TCF
TCF Financial Corporation Common Stock
TCF
+$5.26M

Top Sells

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$19M
2
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$9.08M
3
BND icon
Vanguard Total Bond Market
BND
+$8.46M
4
VSLR
VIVINT SOLAR, INC.
VSLR
+$5.87M
5
LSXMK
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
+$3.42M

Sector Composition

Rank Sector Weight
1 Communication Services 25.89%
2 Financials 8.88%
3 Consumer Discretionary 6.74%
4 Energy 2.74%
5 Healthcare 2.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPAB icon
76
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.74B
– –
-25,329
Closed -$780K
SPXX icon
77
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$336M
– –
-21,291
Closed -$283K
UTZ icon
78
Utz Brands
UTZ
$1.25B
– –
-125,600
Closed -$2.25M
VCIT icon
79
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
– –
-94,794
Closed -$9.08M
VCSH icon
80
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
– –
-10,180
Closed -$843K
VKQ icon
81
Invesco Municipal Trust
VKQ
$538M
– –
-26,702
Closed -$320K
Z icon
82
Zillow
Z
$7.89B
– –
-10,310
Closed -$1.05M
FFAI
83
Faraday Future Intelligent Electric
FFAI
$13.8M
– –
0
– -$235K
FEI
84
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
– –
-69,640
Closed -$323K
BEEMW
85
DELISTED
Beam Global Warrant
BEEMW
– –
-74,701
Closed -$458K
LTRPA
86
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
– –
-926,948
Closed -$1.6M
AMOV
87
DELISTED
America Movil SAB de CV
AMOV
– –
-65,682
Closed -$808K
SRNE
88
PUT
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-20,000
Closed -$223K
VLDR
89
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-33,107
Closed -$618K
PSTH
90
PUT
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-18,000
Closed -$408K
FMO
91
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
– –
-33,309
Closed -$239K
TWNKW
92
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
– –
-283,022
Closed -$232K
GLIBA
93
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
– –
-28,653
Closed -$2.35M
PRPLW
94
DELISTED
Purple Innovation, Inc.
PRPLW
– –
-109,560
Closed -$740K
KCAC.U
95
DELISTED
Kensington Capital Acquisition Corp.Units, each consisting of one share of Class A common stock and
KCAC.U
– –
-12,600
Closed -$238K
VSLR
96
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-138,682
Closed -$5.87M
AMTD
97
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-42,044
Closed -$1.65M
1 2 3
4

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AFG
Affinia Financial Group Burlington, Massachusetts $144M AUM 15.67% 1-Year Est. Return
KCMRT
Kemper Corp Master Retirement Trust Chicago, Illinois $141M AUM 3.25% 1-Year Est. Return
LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
BMS Financial Advisors Rapid City, South Dakota $153M AUM 14.47% 1-Year Est. Return
CWAG
Carlsbad Wealth Advisory Group Carlsbad, California $155M AUM
PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
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OTA Financial Group's Q4 2020 Portfolio in Review

As of Q4 2020, OTA Financial Group held 97 positions worth $151M, up 40% from $108M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

OTA Financial Group deployed $29.8M of net new capital in Q4 2020, opening 34 new positions and adding to 15 existing holdings. Its largest new stake was iShares Core US Aggregate Bond ETF: 246,554 shares worth $29.1M.

By sector, the portfolio is most concentrated in Communication Services at 26% of assets, up from 9.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Sprott Physical Gold and Silver Trust, an estimated $19M trimmed.

  • OTA Financial Group's largest Q4 2020 buy was iShares Core US Aggregate Bond ETF: 246,554 shares worth $29.1M.
  • OTA Financial Group added most to Schwab US Aggregate Bond ETF in Q4 2020, an estimated $6.52M increase.
  • OTA Financial Group's biggest Q4 2020 reduction was Sprott Physical Gold and Silver Trust, cutting an estimated $19M.
  • OTA Financial Group fully exited Vanguard Intermediate-Term Corporate Bond ETF in Q4 2020, selling an estimated $9.08M.
  • OTA Financial Group's ten largest holdings make up 71% of its $151M portfolio in Q4 2020.
  • OTA Financial Group opened 34 new positions and closed 39 in Q4 2020.
  • OTA Financial Group's portfolio value rose 40% quarter-over-quarter to $151M.

Based on OTA Financial Group's 13F filing for Q4 2020, filed 20 Jan 2021.