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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+23.87%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$108M
AUM Growth
+$19.5M
Cap. Flow
+$16M
Cap. Flow %
14.88%
Top 10 Hldgs %
67.27%
Holding
86
New
48
Increased
9
Reduced
6
Closed
23

Top Buys

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$26.1M
2
BND icon
Vanguard Total Bond Market
BND
+$8.5M
3
VSLR
VIVINT SOLAR, INC.
VSLR
+$3.58M
4
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$2.84M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.42M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.8M
2
LEN.B icon
Lennar Class B
LEN.B
+$9.47M
3
PSLV icon
Sprott Physical Silver Trust
PSLV
+$6.5M
4
PHYS icon
Sprott Physical Gold
PHYS
+$5.63M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.57M

Sector Composition

Rank Sector Weight
1 Communication Services 9.23%
2 Industrials 7.29%
3 Consumer Discretionary 4.84%
4 Financials 2.56%
5 Energy 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJNK icon
76
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
– –
-56,480
Closed -$1.42M
SPSB icon
77
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
– –
-26,892
Closed -$842K
TFI icon
78
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
– –
-43,890
Closed -$2.27M
NKLA
79
PUT
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-1,500
Closed -$3.04M
NVTA
80
DELISTED
Invitae Corporation
NVTA
– –
-12,877
Closed -$390K
RDS.B
81
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-29,836
Closed -$908K
AIG.WS
82
DELISTED
American International Group, Inc.
AIG.WS
– –
-609,095
Closed -$852K
DLPH
83
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
– –
-19,777
Closed -$281K
TMUSR
84
DELISTED
T-Mobile US, Inc. Subscription Rights Expiring 7/27/2020
TMUSR
– –
-3,085,242
Closed -$518K
DKNGW
85
DELISTED
DraftKings Inc. Warrant
DKNGW
– –
-21,256
Closed -$325K
NAVB
86
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
– –
-65,600
Closed -$258K
1 2 3
4

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AFG
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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
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CWAG
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PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
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OTA Financial Group's Q3 2020 Portfolio in Review

As of Q3 2020, OTA Financial Group held 86 positions worth $108M, up 22% from $88.3M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

OTA Financial Group deployed $16M of net new capital in Q3 2020, opening 48 new positions and adding to 9 existing holdings. Its largest new stake was Sprott Physical Gold and Silver Trust: 1,358,348 shares worth $24.9M.

By sector, the portfolio is most concentrated in Communication Services at 9.2% of assets, up from 7.3% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Lennar Class B, an estimated $9.47M trimmed.

  • OTA Financial Group's largest Q3 2020 buy was Sprott Physical Gold and Silver Trust: 1,358,348 shares worth $24.9M.
  • OTA Financial Group added most to Schwab US Aggregate Bond ETF in Q3 2020, an estimated $2.84M increase.
  • OTA Financial Group's biggest Q3 2020 reduction was Lennar Class B, cutting an estimated $9.47M.
  • OTA Financial Group fully exited iShares Core US Aggregate Bond ETF in Q3 2020, selling an estimated $10.8M.
  • OTA Financial Group's ten largest holdings make up 67% of its $108M portfolio in Q3 2020.
  • OTA Financial Group opened 48 new positions and closed 23 in Q3 2020.
  • OTA Financial Group's portfolio value rose 22% quarter-over-quarter to $108M.

Based on OTA Financial Group's 13F filing for Q3 2020, filed 28 Oct 2020.