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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
-23.82%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$80.2M
AUM Growth
-$69.5M
Cap. Flow
-$24.7M
Cap. Flow %
-30.8%
Top 10 Hldgs %
73.71%
Holding
84
New
30
Increased
9
Reduced
3
Closed
42

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$6.08M
2
MS icon
Morgan Stanley
MS
+$5.23M
3
LEN.B icon
Lennar Class B
LEN.B
+$4.91M
4
CUK
Carnival PLC
CUK
+$4.78M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$3.49M

Top Sells

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$12.2M
2
AIG.WS
American International Group, Inc.
AIG.WS
+$10.4M
3
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$9.89M
4
CHTR icon
Charter Communications
CHTR
+$7.93M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$6.78M

Sector Composition

Rank Sector Weight
1 Communication Services 36.77%
2 Consumer Discretionary 7.54%
3 Financials 5.99%
4 Energy 2.87%
5 Technology 1.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PE
76
DELISTED
PARSLEY ENERGY INC
PE
– –
-46,935
Closed -$887K
NE
77
DELISTED
Noble Corporation
NE
– –
-169,492
Closed -$206K
IBKC
78
DELISTED
IBERIABANK Corp
IBKC
– –
-13,377
Closed -$1M
JMF
79
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
-104,322
Closed -$809K
AKS
80
DELISTED
AK Steel Holding Corp
AKS
– –
-163,160
Closed -$536K
INXN
81
DELISTED
Interxion Holding N.V.
INXN
– –
-32,291
Closed -$2.71M
IRR
82
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
– –
-118,324
Closed -$487K
ZIONW
83
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
– –
-507,021
Closed -$9.89M
WLL
84
DELISTED
Whiting Petroleum Corporation
WLL
– –
-387
Closed -$213K
1 2 3
4

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LAM
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OTA Financial Group's Q1 2020 Portfolio in Review

As of Q1 2020, OTA Financial Group held 84 positions worth $80.2M, down 46% from $150M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

OTA Financial Group withdrew a net $24.7M in Q1 2020, closing 42 positions and reducing 3 holdings. Its most notable exit was Sprott Physical Gold and Silver Trust, an estimated $12.2M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 37% of assets, up from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, OTA Financial Group opened a new position in Morgan Stanley worth $3.78M.

  • OTA Financial Group's largest Q1 2020 buy was Morgan Stanley: 111,074 shares worth $3.78M.
  • OTA Financial Group added most to Alphabet (Google) Class C in Q1 2020, an estimated $6.08M increase.
  • OTA Financial Group's biggest Q1 2020 reduction was American International Group, Inc., cutting an estimated $10.4M.
  • OTA Financial Group fully exited Sprott Physical Gold and Silver Trust in Q1 2020, selling an estimated $12.2M.
  • OTA Financial Group's ten largest holdings make up 74% of its $80.2M portfolio in Q1 2020.
  • OTA Financial Group opened 30 new positions and closed 42 in Q1 2020.
  • OTA Financial Group's portfolio value fell 46% quarter-over-quarter to $80.2M.

Based on OTA Financial Group's 13F filing for Q1 2020, filed 15 Apr 2020.