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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
-21.37%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$213M
AUM Growth
-$28.9M
Cap. Flow
+$17.2M
Cap. Flow %
8.1%
Top 10 Hldgs %
84.36%
Holding
103
New
47
Increased
5
Reduced
10
Closed
41

Top Buys

Rank Stock Value
1
BAC.WS.A
Bank Of America Corporation Ws A
BAC.WS.A
+$49.2M
2
GOLD
Randgold Resources Ltd
GOLD
+$9.8M
3
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$6.48M
4
CSFL
CenterState Bank Corporation Common Stock
CSFL
+$1.73M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.65M

Top Sells

Rank Stock Value
1
JPM.WS
JPMorgan Chase
JPM.WS
+$18.8M
2
LBRDK icon
Liberty Broadband Class C
LBRDK
+$7.83M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$7.77M
4
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
+$3.47M
5
Z icon
Zillow
Z
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 2.4%
2 Communication Services 1.42%
3 Technology 0.86%
4 Industrials 0.84%
5 Consumer Discretionary 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVT icon
76
Royce Value Trust
RVT
$2.19B
– –
-14,193
Closed -$224K
SJNK icon
77
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
– –
-20,619
Closed -$562K
TFI icon
78
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
– –
-13,669
Closed -$655K
TRIP icon
79
TripAdvisor
TRIP
$1.7B
– –
-30,903
Closed -$1.72M
TY icon
80
TRI-Continental Corp
TY
$1.84B
– –
-10,286
Closed -$272K
USA icon
81
Liberty All-Star Equity Fund
USA
$1.78B
– –
-65,188
Closed -$417K
VVR icon
82
Invesco Senior Income Trust
VVR
$456M
– –
-128,511
Closed -$550K
Z icon
83
Zillow
Z
$7.78B
– –
-58,061
Closed -$3.43M
FEI
84
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
– –
-19,870
Closed -$258K
RPT.PRD
85
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
– –
-10,504
Closed -$558K
JPS
86
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-135,452
Closed -$1.19M
GER
87
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-3,773
Closed -$208K
DISCK
88
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-11,349
Closed -$289K
TWNKW
89
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
– –
-418,247
Closed -$711K
DNI
90
DELISTED
Dividend and Income Fund
DNI
– –
-18,000
Closed -$221K
ABEOW
91
DELISTED
Abeona Therapeutics Inc Warrant
ABEOW
– –
-35,426
Closed -$360K
LEXEA
92
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
– –
-15,026
Closed -$660K
TFCF
93
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-70,468
Closed -$3.47M
GBNK
94
DELISTED
Guaranty Bancorp
GBNK
– –
-63,620
Closed -$1.9M
SEP
95
DELISTED
Spectra Engy Parters Lp
SEP
– –
-42,660
Closed -$1.51M
TCF.WS
96
DELISTED
TCF Financial Corporation
TCF.WS
– –
-28,485
Closed -$225K
PF
97
DELISTED
Pinnacle Foods, Inc.
PF
– –
-33,319
Closed -$2.17M
WFC.WS
98
DELISTED
Wells Fargo & Company Ws
WFC.WS
– –
-82,047
Closed -$1.81M
JPM.WS
99
DELISTED
JPMorgan Chase
JPM.WS
– –
-295,805
Closed -$18.8M
CVG
100
DELISTED
Convergys
CVG
– –
-69,572
Closed -$1.7M
1 2 3
4
5

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AFG
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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
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CWAG
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PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
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SAM
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OTA Financial Group's Q4 2018 Portfolio in Review

As of Q4 2018, OTA Financial Group held 103 positions worth $213M, down 12% from $242M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

OTA Financial Group deployed $17.2M of net new capital in Q4 2018, opening 47 new positions and adding to 5 existing holdings. Its largest new stake was Randgold Resources Ltd: 121,335 shares worth $9.93M.

By sector, the portfolio is most concentrated in Financials at 2.4% of assets, down from 4.1% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Sprott Physical Gold and Silver Trust, an estimated $7.77M trimmed.

  • OTA Financial Group's largest Q4 2018 buy was Randgold Resources Ltd: 121,335 shares worth $9.93M.
  • OTA Financial Group added most to Bank Of America Corporation Ws A in Q4 2018, an estimated $49.2M increase.
  • OTA Financial Group's biggest Q4 2018 reduction was Sprott Physical Gold and Silver Trust, cutting an estimated $7.77M.
  • OTA Financial Group fully exited JPMorgan Chase in Q4 2018, selling an estimated $18.8M.
  • OTA Financial Group's ten largest holdings make up 84% of its $213M portfolio in Q4 2018.
  • OTA Financial Group opened 47 new positions and closed 41 in Q4 2018.
  • OTA Financial Group's portfolio value fell 12% quarter-over-quarter to $213M.

Based on OTA Financial Group's 13F filing for Q4 2018, filed 24 Jan 2019.