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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$181M
AUM Growth
+$29.2M
Cap. Flow
+$27.5M
Cap. Flow %
15.15%
Top 10 Hldgs %
81.82%
Holding
87
New
33
Increased
14
Reduced
6
Closed
33

Top Buys

Rank Stock Value
1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$28.3M
2
JPM.WS
JPMorgan Chase
JPM.WS
+$6.08M
3
CHTR icon
Charter Communications
CHTR
+$5.09M
4
AIG.WS
American International Group, Inc.
AIG.WS
+$4.59M
5
COL
Rockwell Collins
COL
+$3.62M

Top Sells

Rank Stock Value
1
BAC.WS.A
Bank Of America Corporation Ws A
BAC.WS.A
+$17M
2
POT
Potash Corp Of Saskatchewan
POT
+$5.61M
3
DD
Du Pont De Nemours E I
DD
+$3.14M
4
LSXMA
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
+$2.71M
5
LVNTA
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
+$2.23M

Sector Composition

Rank Sector Weight
1 Communication Services 5.1%
2 Financials 2.5%
3 Consumer Staples 1.59%
4 Consumer Discretionary 1.38%
5 Technology 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTG
76
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-1,458
Closed -$303K
NSL
77
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-30,599
Closed -$207K
WELL.PRI
78
DELISTED
Welltower Inc.
WELL.PRI
– –
-21,381
Closed -$1.35M
WFC.WS
79
DELISTED
Wells Fargo & Company Ws
WFC.WS
– –
-21,100
Closed -$468K
LVNTA
80
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
– –
-50,205
Closed -$2.23M
SWNC
81
DELISTED
Southwestern Energy Company
SWNC
– –
-29,710
Closed -$587K
POT
82
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-328,400
Closed -$5.61M
DD
83
DELISTED
Du Pont De Nemours E I
DD
– –
-39,054
Closed -$3.14M
OKS
84
DELISTED
Oneok Partners LP
OKS
– –
-19,386
Closed -$1.05M
JRO
85
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-23,051
Closed -$270K
PNC.WS
86
DELISTED
PNC Financial Services Group Inc
PNC.WS
– –
-26,875
Closed -$1.42M
STL
87
DELISTED
Sterling Bancorp
STL
– –
-17,957
Closed -$425K
1 2 3
4

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q3 2017 Portfolio in Review

As of Q3 2017, OTA Financial Group held 87 positions worth $181M, up 19% from $152M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

OTA Financial Group deployed $27.5M of net new capital in Q3 2017, opening 33 new positions and adding to 14 existing holdings. Its largest new stake was Charter Communications: 13,663 shares worth $4.96M.

By sector, the portfolio is most concentrated in Communication Services at 5.1% of assets, up from 1.4% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Bank Of America Corporation Ws A, an estimated $17M trimmed.

  • OTA Financial Group's largest Q3 2017 buy was Charter Communications: 13,663 shares worth $4.96M.
  • OTA Financial Group added most to T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A in Q3 2017, an estimated $28.3M increase.
  • OTA Financial Group's biggest Q3 2017 reduction was Bank Of America Corporation Ws A, cutting an estimated $17M.
  • OTA Financial Group fully exited Potash Corp Of Saskatchewan in Q3 2017, selling an estimated $5.61M.
  • OTA Financial Group's ten largest holdings make up 82% of its $181M portfolio in Q3 2017.
  • OTA Financial Group opened 33 new positions and closed 33 in Q3 2017.
  • OTA Financial Group's portfolio value rose 19% quarter-over-quarter to $181M.

Based on OTA Financial Group's 13F filing for Q3 2017, filed 20 Oct 2017.