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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+42%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$191M
AUM Growth
+$80.9M
Cap. Flow
+$43M
Cap. Flow %
22.47%
Top 10 Hldgs %
77.19%
Holding
85
New
39
Increased
10
Reduced
5
Closed
31

Top Buys

Rank Stock Value
1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$36.4M
2
PNC.WS
PNC Financial Services Group Inc
PNC.WS
+$8.52M
3
LBRDK icon
Liberty Broadband Class C
LBRDK
+$5.81M
4
AIG.WS
American International Group, Inc.
AIG.WS
+$5.67M
5
BAC.WS.A
Bank Of America Corporation Ws A
BAC.WS.A
+$5.45M

Top Sells

Rank Stock Value
1
JPM.WS
JPMorgan Chase
JPM.WS
+$19.3M
2
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$11M
3
APD icon
Air Products & Chemicals
APD
+$10.7M
4
UA icon
Under Armour Class C
UA
+$3.31M
5
YHOO
Yahoo Inc
YHOO
+$3.25M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.6%
2 Communication Services 3.54%
3 Industrials 2.41%
4 Materials 1.85%
5 Real Estate 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.A
76
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-24,756
Closed -$1.24M
CMA.WS
77
DELISTED
Comerica Incorporated Ws
CMA.WS
– –
-170,663
Closed -$3.13M
SRCLP
78
DELISTED
Stericycle, Inc
SRCLP
– –
-11,585
Closed -$767K
PKY
79
DELISTED
Parkway, Inc.
PKY
– –
-27,953
Closed -$475K
YHOO
80
DELISTED
Yahoo Inc
YHOO
– –
-75,304
Closed -$3.25M
LGF
81
DELISTED
Lions Gate Entertainment
LGF
– –
-31,687
Closed -$633K
CCI.PRA
82
DELISTED
Crown Castle International Corp.
CCI.PRA
– –
-96,909
Closed -$11M
UN
83
DELISTED
Unilever NV New York Registry Shares
UN
– –
-10,221
Closed -$471K
RIGP
84
DELISTED
Transocean Partners LLC
RIGP
– –
-84,677
Closed -$1.04M
AA.PRB
85
DELISTED
Alcoa Inc
AA.PRB
– –
-20,743
Closed -$678K
1 2 3
4

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LAM
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CWAG
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PFG
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FNBOSM
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OTA Financial Group's Q4 2016 Portfolio in Review

As of Q4 2016, OTA Financial Group held 85 positions worth $191M, up 73% from $110M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

OTA Financial Group deployed $43M of net new capital in Q4 2016, opening 39 new positions and adding to 10 existing holdings. Its largest new stake was Liberty Broadband Class C: 82,712 shares worth $6.13M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.6% of assets, down from 9.2% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $19.3M trimmed.

  • OTA Financial Group's largest Q4 2016 buy was Liberty Broadband Class C: 82,712 shares worth $6.13M.
  • OTA Financial Group added most to T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A in Q4 2016, an estimated $36.4M increase.
  • OTA Financial Group's biggest Q4 2016 reduction was JPMorgan Chase, cutting an estimated $19.3M.
  • OTA Financial Group fully exited Crown Castle International Corp. in Q4 2016, selling an estimated $11M.
  • OTA Financial Group's ten largest holdings make up 77% of its $191M portfolio in Q4 2016.
  • OTA Financial Group opened 39 new positions and closed 31 in Q4 2016.
  • OTA Financial Group's portfolio value rose 73% quarter-over-quarter to $191M.

Based on OTA Financial Group's 13F filing for Q4 2016, filed 2 Feb 2017.