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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+10.74%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$110M
AUM Growth
-$20.6M
Cap. Flow
-$27.4M
Cap. Flow %
-24.83%
Top 10 Hldgs %
76.14%
Holding
100
New
29
Increased
7
Reduced
10
Closed
54

Top Buys

Rank Stock Value
1
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$11.1M
2
APD icon
Air Products & Chemicals
APD
+$10.7M
3
JPM.WS
JPMorgan Chase
JPM.WS
+$7.91M
4
LVNTA
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
+$6.15M
5
PNC.WS
PNC Financial Services Group Inc
PNC.WS
+$6.13M

Top Sells

Rank Stock Value
1
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$37.7M
2
LSXMA
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
+$6.36M
3
LSXMK
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
+$4.09M
4
STRZA
Starz - Series A
STRZA
+$2.73M
5
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$2.51M

Sector Composition

Rank Sector Weight
1 Materials 10.31%
2 Consumer Discretionary 9.19%
3 Energy 7.55%
4 Financials 4.07%
5 Real Estate 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFLN
76
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
– –
-15,860
Closed -$291K
PMM
77
Franklin Managed Municipal Income Trust
PMM
$272M
– –
-38,331
Closed -$308K
SABA
78
Saba Capital Income & Opportunities Fund II
SABA
$222M
– –
-28,463
Closed -$362K
SPAB icon
79
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.82B
– –
-24,118
Closed -$716K
ZG icon
80
Zillow
ZG
$7.67B
– –
-52,926
Closed -$1.94M
MUI
81
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-16,376
Closed -$249K
NTG
82
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-3,944
Closed -$727K
LTRPA
83
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
– –
-11,682
Closed -$255K
WFC.WS
84
DELISTED
Wells Fargo & Company Ws
WFC.WS
– –
-182,166
Closed -$2.48M
EVHC
85
DELISTED
Envision Healthcare Holdings Inc
EVHC
– –
-3,524
Closed -$267K
FTRPR
86
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
– –
-11,866
Closed -$1.13M
ALR
87
DELISTED
Alere Inc
ALR
– –
-22,800
Closed -$950K
PVTB
88
DELISTED
PrivateBancorp Inc
PVTB
– –
-33,935
Closed -$1.49M
NRF
89
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-111,591
Closed -$1.27M
FMER
90
DELISTED
FIRSTMERIT CORP
FMER
– –
-104,548
Closed -$2.12M
FNFG
91
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-94,485
Closed -$920K
HTS
92
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-109,674
Closed -$1.8M
GM.WS.A
93
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-29,915
Closed -$551K
DCUB
94
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
– –
-11,057
Closed -$664K
WY.PRA
95
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
– –
-39,533
Closed -$1.99M
STRZA
96
DELISTED
Starz - Series A
STRZA
– –
-91,219
Closed -$2.73M
TYC
97
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-56,377
Closed -$2.51M
RRMS
98
DELISTED
ROSE ROCK MIDSTREAM L P COM UNIT REPSTG LTD (DE)
RRMS
– –
-15,120
Closed -$399K
NEE.PRP
99
DELISTED
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
– –
-564,826
Closed -$37.7M
1 2 3
4

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AFG
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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q3 2016 Portfolio in Review

As of Q3 2016, OTA Financial Group held 100 positions worth $110M, down 16% from $131M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

OTA Financial Group withdrew a net $27.4M in Q3 2016, closing 54 positions and reducing 10 holdings. Its most notable exit was NEXTERA ENERGY INC EQUITY UNIT, an estimated $37.7M position sold in full.

By sector, the portfolio is most concentrated in Materials at 10% of assets, up from 1.5% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, OTA Financial Group opened a new position in Crown Castle International Corp. worth $11M.

  • OTA Financial Group's largest Q3 2016 buy was Crown Castle International Corp.: 96,909 shares worth $11M.
  • OTA Financial Group added most to JPMorgan Chase in Q3 2016, an estimated $7.91M increase.
  • OTA Financial Group's biggest Q3 2016 reduction was Liberty Media Corporation Series A Liberty SiriusXM Common Stock, cutting an estimated $6.36M.
  • OTA Financial Group fully exited NEXTERA ENERGY INC EQUITY UNIT in Q3 2016, selling an estimated $37.7M.
  • OTA Financial Group's ten largest holdings make up 76% of its $110M portfolio in Q3 2016.
  • OTA Financial Group opened 29 new positions and closed 54 in Q3 2016.
  • OTA Financial Group's portfolio value fell 16% quarter-over-quarter to $110M.

Based on OTA Financial Group's 13F filing for Q3 2016, filed 27 Oct 2016.