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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
-0.12%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$57.6M
AUM Growth
+$15.9M
Cap. Flow
+$13.3M
Cap. Flow %
23.09%
Top 10 Hldgs %
52.26%
Holding
82
New
45
Increased
5
Reduced
5
Closed
27

Top Buys

Rank Stock Value
1
JPM.WS
JPMorgan Chase
JPM.WS
+$6.11M
2
DD
Du Pont De Nemours E I
DD
+$2.99M
3
CAM
CAMERON INTERNATIONAL CORPORATION
CAM
+$2.73M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$2.32M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$1.96M

Top Sells

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$3.96M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$3.35M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$2.97M
4
FWONK icon
Liberty Media Series C
FWONK
+$2.28M
5
ALU
Alcatel-Lucent
ALU
+$1.29M

Sector Composition

Rank Sector Weight
1 Energy 10.28%
2 Communication Services 9.86%
3 Healthcare 7.25%
4 Materials 6.59%
5 Industrials 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEQ
76
DELISTED
Enbridge Energy Management Llc
EEQ
– –
-36,301
Closed -$641K
DYN
77
DELISTED
Dynegy, Inc.
DYN
– –
-10,258
Closed -$212K
TMUSP
78
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
– –
-48,502
Closed -$3.35M
ALU
79
DELISTED
Alcatel-Lucent
ALU
– –
-354,793
Closed -$1.29M
MTCN
80
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
– –
-97,918
Closed -$804K
AA.PRB
81
DELISTED
Alcoa Inc
AA.PRB
– –
-11,894
Closed -$397K
TWC
82
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-16,563
Closed -$2.97M
1 2 3
4

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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q1 2016 Portfolio in Review

As of Q1 2016, OTA Financial Group held 82 positions worth $57.6M, up 38% from $41.6M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

OTA Financial Group deployed $13.3M of net new capital in Q1 2016, opening 45 new positions and adding to 5 existing holdings. Its largest new stake was JPMorgan Chase: 342,420 shares worth $6.06M.

By sector, the portfolio is most concentrated in Energy at 10% of assets, down from 11% a quarter earlier, followed by Communication Services and Healthcare.

On the sell side, the largest reduction was RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest, an estimated $577K trimmed.

  • OTA Financial Group's largest Q1 2016 buy was JPMorgan Chase: 342,420 shares worth $6.06M.
  • OTA Financial Group added most to Liberty Media Series A in Q1 2016, an estimated $674K increase.
  • OTA Financial Group's biggest Q1 2016 reduction was RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest, cutting an estimated $577K.
  • OTA Financial Group fully exited Williams Companies in Q1 2016, selling an estimated $3.96M.
  • OTA Financial Group's ten largest holdings make up 52% of its $57.6M portfolio in Q1 2016.
  • OTA Financial Group opened 45 new positions and closed 27 in Q1 2016.
  • OTA Financial Group's portfolio value rose 38% quarter-over-quarter to $57.6M.

Based on OTA Financial Group's 13F filing for Q1 2016, filed 27 May 2016.