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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$141M
AUM Growth
-$45.1M
Cap. Flow
-$42.4M
Cap. Flow %
-29.98%
Top 10 Hldgs %
58.93%
Holding
110
New
49
Increased
16
Reduced
10
Closed
35

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.4M
2
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$3.76M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$3.5M
4
TQNT
TRIQUINT SEMICONDUCTOR INC
TQNT
+$2.81M
5
APL
ATLAS PIPELINE PARTNERS LP UTS
APL
+$2.56M

Top Sells

Rank Stock Value
1
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$26.2M
2
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$9.3M
3
HE icon
Hawaiian Electric Industries
HE
+$4.72M
4
GM.WS.B
General Motors Company
GM.WS.B
+$4.37M
5
DTV
DIRECTV COM STK (DE)
DTV
+$3.85M

Sector Composition

Rank Sector Weight
1 Communication Services 4.89%
2 Energy 4.76%
3 Technology 4%
4 Healthcare 1.77%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMO
76
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
– –
-7,291
Closed -$764K
ETJ
77
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
– –
-43,917
Closed -$475K
ETY icon
78
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
– –
-24,700
Closed -$280K
EWH icon
79
iShares MSCI Hong Kong ETF
EWH
$1.23B
– –
-19,036
Closed -$417K
EWS icon
80
iShares MSCI Singapore ETF
EWS
$1.03B
– –
-16,462
Closed -$421K
HE icon
81
Hawaiian Electric Industries
HE
$2.28B
– –
-146,981
Closed -$4.72M
HIO
82
Western Asset High Income Opportunity Fund
HIO
$334M
– –
-125,789
Closed -$669K
HYG icon
83
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
– –
-33,966
Closed -$3.08M
HYMB icon
84
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
– –
-28,428
Closed -$818K
JPM icon
85
JPMorgan Chase
JPM
$947B
– –
-19,131
Closed -$1.16M
ODP
86
DELISTED
ODP
ODP
– –
-4,510
Closed -$414K
IFLN
87
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
– –
-12,150
Closed -$230K
UL icon
88
Unilever
UL
$132B
– –
-52,561
Closed -$2.47M
CEM
89
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-2,359
Closed -$294K
NTG
90
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-1,500
Closed -$360K
FEN
91
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-10,907
Closed -$373K
VTA
92
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-17,322
Closed -$207K
WMGI
93
DELISTED
Wright Medical Group Inc
WMGI
– –
-14,943
Closed -$385K
DYN
94
DELISTED
Dynegy, Inc.
DYN
– –
-18,836
Closed -$592K
SWNC
95
DELISTED
Southwestern Energy Company
SWNC
– –
-30,394
Closed -$1.53M
TMUSP
96
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
– –
-36,126
Closed -$2.12M
FCAM
97
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
– –
-13,254
Closed -$1.83M
CYN
98
DELISTED
CITY NATIONAL CORPORATION
CYN
– –
-19,360
Closed -$1.72M
UTX.PRA
99
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
– –
-151,215
Closed -$9.3M
CTRX
100
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-10,000
Closed -$595K
1 2 3
4
5

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AFG
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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
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CWAG
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PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
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SAM
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OTA Financial Group's Q2 2015 Portfolio in Review

As of Q2 2015, OTA Financial Group held 110 positions worth $141M, down 24% from $186M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

OTA Financial Group withdrew a net $42.4M in Q2 2015, closing 35 positions and reducing 10 holdings. Its most notable exit was UNITED TECHNOLOGIES CORP CORP UNIT (DE), an estimated $9.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 4.9% of assets, up from 2.1% a quarter earlier, followed by Energy and Technology.

Against the trend, OTA Financial Group opened a new position in State Street SPDR S&P 500 ETF Trust worth $15M.

  • OTA Financial Group's largest Q2 2015 buy was State Street SPDR S&P 500 ETF Trust: 73,200 shares worth $15M.
  • OTA Financial Group added most to GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q2 2015, an estimated $3.76M increase.
  • OTA Financial Group's biggest Q2 2015 reduction was NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL), cutting an estimated $26.2M.
  • OTA Financial Group fully exited UNITED TECHNOLOGIES CORP CORP UNIT (DE) in Q2 2015, selling an estimated $9.3M.
  • OTA Financial Group's ten largest holdings make up 59% of its $141M portfolio in Q2 2015.
  • OTA Financial Group opened 49 new positions and closed 35 in Q2 2015.
  • OTA Financial Group's portfolio value fell 24% quarter-over-quarter to $141M.

Based on OTA Financial Group's 13F filing for Q2 2015, filed 17 Jul 2015.