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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$186M
AUM Growth
+$45.1M
Cap. Flow
+$43.3M
Cap. Flow %
23.22%
Top 10 Hldgs %
74.95%
Holding
110
New
35
Increased
10
Reduced
16
Closed
49

Top Buys

Rank Stock Value
1
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$27.2M
2
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$9.41M
3
HE icon
Hawaiian Electric Industries
HE
+$4.9M
4
GM.WS.B
General Motors Company
GM.WS.B
+$4.54M
5
DTV
DIRECTV COM STK (DE)
DTV
+$3.68M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15M
2
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$3.85M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$3.21M
4
TQNT
TRIQUINT SEMICONDUCTOR INC
TQNT
+$2.81M
5
APL
ATLAS PIPELINE PARTNERS LP UTS
APL
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 5.23%
2 Energy 3.34%
3 Utilities 3.07%
4 Communication Services 2.13%
5 Real Estate 1.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LBRDK icon
76
Liberty Broadband Class C
LBRDK
$4.91B
– –
-27,810
Closed -$1.39M
NFJ
77
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.39B
– –
-24,948
Closed -$399K
NRK icon
78
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$903M
– –
-32,174
Closed -$415K
OHI icon
79
Omega Healthcare
OHI
$15.3B
– –
-12,279
Closed -$479K
SIRI icon
80
SiriusXM
SIRI
$10.9B
– –
-12,996
Closed -$454K
SPY icon
81
State Street SPDR S&P 500 ETF Trust
SPY
$774B
– –
-73,200
Closed -$15M
TEI
82
Templeton Emerging Markets Income Fund
TEI
$309M
– –
-96,900
Closed -$1.1M
TFI icon
83
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
– –
-8,878
Closed -$428K
TMUS icon
84
T-Mobile US
TMUS
$196B
– –
-29,171
Closed -$785K
VALE icon
85
Vale
VALE
$62.6B
– –
-38,991
Closed -$318K
VGK icon
86
Vanguard FTSE Europe ETF
VGK
$30.2B
– –
-16,300
Closed -$854K
VVR icon
87
Invesco Senior Income Trust
VVR
$454M
– –
-158,478
Closed -$722K
WEC icon
88
WEC Energy
WEC
$36.2B
– –
-31,802
Closed -$1.68M
MUI
89
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-24,900
Closed -$358K
CTR
90
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
– –
-5,046
Closed -$539K
FSD
91
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-14,839
Closed -$237K
RDS.A
92
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-33,714
Closed -$2.26M
JMLP
93
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
– –
-14,505
Closed -$221K
LINE
94
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
– –
-92,298
Closed -$934K
MTCN
95
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
– –
-21,995
Closed -$380K
GWRU
96
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
– –
-15,150
Closed -$1.76M
APL
97
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
– –
-93,990
Closed -$2.56M
OILT
98
DELISTED
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
– –
-11,249
Closed -$523K
WPZ
99
DELISTED
Williams Partners L.P.
WPZ
– –
-15,155
Closed -$774K
SWY
100
CALL
DELISTED
SAFEWAY INC
SWY
– –
-65,100
Closed -$2.29M
1 2 3
4
5

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q1 2015 Portfolio in Review

As of Q1 2015, OTA Financial Group held 110 positions worth $186M, up 32% from $141M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

OTA Financial Group deployed $43.3M of net new capital in Q1 2015, opening 35 new positions and adding to 10 existing holdings. Its largest new stake was UNITED TECHNOLOGIES CORP CORP UNIT (DE): 151,215 shares worth $9.3M.

By sector, the portfolio is most concentrated in Technology at 5.2% of assets, up from 4% a quarter earlier, followed by Energy and Utilities.

On the sell side, the largest reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), an estimated $3.85M trimmed.

  • OTA Financial Group's largest Q1 2015 buy was UNITED TECHNOLOGIES CORP CORP UNIT (DE): 151,215 shares worth $9.3M.
  • OTA Financial Group added most to NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL) in Q1 2015, an estimated $27.2M increase.
  • OTA Financial Group's biggest Q1 2015 reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), cutting an estimated $3.85M.
  • OTA Financial Group fully exited State Street SPDR S&P 500 ETF Trust in Q1 2015, selling an estimated $15M.
  • OTA Financial Group's ten largest holdings make up 75% of its $186M portfolio in Q1 2015.
  • OTA Financial Group opened 35 new positions and closed 49 in Q1 2015.
  • OTA Financial Group's portfolio value rose 32% quarter-over-quarter to $186M.

Based on OTA Financial Group's 13F filing for Q1 2015, filed 11 May 2015.